Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-03 06:30 UTC · latest filing day 2026-11-02

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FiledCompanyFilingAccession
2020-02-11
Blue Bird Corp
ShelfEffectiveCIK 1589526
 S-3Shelf registered0001589526-20-000026
2020-02-11
PAR TECHNOLOGY CORP
ShelfEffectiveCIK 708821
 S-3Shelf registered0001140361-20-002750
2020-02-11
GLOBALSCAPE INC
ShelfEffectiveCIK 1112920
 S-3Shelf registered0000921895-20-000355
2020-02-10
Vivint Smart Home, Inc.
ShelfEffectiveCIK 1713952
 S-3Shelf registered0001193125-20-028619
2020-02-10
LEE ENTERPRISES, Inc
ShelfEffectiveCIK 58361
 S-3Shelf registered0001140361-20-002731
2020-02-10
Kimbell Royalty Partners, LP
ShelfEffectiveCIK 1657788
 S-3Shelf registered0001047469-20-000757
2020-02-10
Brickell Biotech, Inc.
ShelfEffectiveCIK 819050
 S-3Shelf registered0000819050-20-000017
2020-02-07
AzurRx BioPharma, Inc.
ShelfWithdrawnCIK 1604191
 S-3Shelf registered0001654954-20-001247
2020-02-07
DropCar, Inc.
ShelfEffectiveCIK 1086745
 S-3Shelf registered0001654954-20-001237
2020-02-07
Investar Holding Corp
ShelfEffectiveCIK 1602658
 S-3Shelf registered0001602658-20-000039
2020-02-07
SWK Holdings Corp
ShelfEffectiveCIK 1089907
 S-3Shelf registered0001552781-20-000140
2020-02-07
TRANSENTERIX, INC.
ShelfEffectiveCIK 876378
 S-3Shelf registered0001193125-20-028332
2020-02-07
VOLITIONRX LTD
ShelfEffectiveCIK 93314
 S-3Shelf registered0001078782-20-000086
2020-02-05
RGC RESOURCES INC
ShelfEffectiveCIK 1069533
 S-3Shelf registered0001193125-20-025484
2020-02-05
AVADEL PHARMACEUTICALS PLC
ShelfEffectiveCIK 1012477
 S-3Shelf registered0001104659-20-010987
2020-02-04
Babcock & Wilcox Enterprises, Inc.
ShelfEffectiveCIK 1630805
 S-3Shelf registered0001630805-20-000014
2020-02-03
SIGMA LABS, INC.
ShelfEffectiveCIK 788611
 S-3Shelf registered0001493152-20-001522
2020-02-03
Liquidia Technologies Inc
ShelfEffectiveCIK 1330436
 S-3Shelf registered0001104659-20-009812
2020-01-31
Franchise Group, Inc.
ShelfEffectiveCIK 1528930
 S-3Shelf registered0001528930-20-000010
2020-01-31
ORAMED PHARMACEUTICALS INC.
ShelfEffectiveCIK 1176309
 S-3Shelf registered0001213900-20-002261
2020-01-31
Venus Concept Inc.
ShelfEffectiveCIK 1409269
 S-3Shelf registered0001193125-20-021536
2020-01-31
INOVIO PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1055726
 S-3Shelf registered0001193125-20-021435
2020-01-31
TRANSENTERIX, INC.
ShelfEffectiveCIK 876378
 S-3Shelf registered0001193125-20-021405
2020-01-31
CytoDyn Inc.
ShelfEffectiveCIK 1175680
 S-3Shelf registered0001193125-20-021372
2020-01-31
Osmotica Pharmaceuticals plc
ShelfEffectiveCIK 1739426
 S-3Shelf registered0001047469-20-000640
2020-01-30
ArTara Therapeutics, Inc.
ShelfEffectiveCIK 1359931
 S-3Shelf registered0001047469-20-000616
2020-01-29
WELLS FARGO & COMPANY/MN
ShelfEffectiveCIK 72971
 S-3Shelf registered0001193125-20-018506
2020-01-29
UNIVERSAL TECHNICAL INSTITUTE INC
ShelfEffectiveCIK 1261654
 S-3Shelf registered0001193125-20-018442
2020-01-29
GLADSTONE COMMERCIAL CORP
ShelfEffectiveCIK 1234006
 S-3Shelf registered0001193125-20-018386
2020-01-29
SELECTA BIOSCIENCES INC
ShelfEffectiveCIK 1453687
 S-3Shelf registered0001047469-20-000580
2020-01-29
Orchid Island Capital, Inc.
ShelfEffectiveCIK 1518621
 S-3Shelf registered0001047469-20-000577
2020-01-28
OPGEN INC
ShelfEffectiveCIK 1293818
 S-3Shelf registered0001079973-20-000068
2020-01-27
HELIUS MEDICAL TECHNOLOGIES, INC.
ShelfEffectiveCIK 1610853
 S-3Shelf registered0001193125-20-015488
2020-01-27
Sachem Capital Corp.
ShelfEffectiveCIK 1682220
 S-3Shelf registered0001104659-20-007118
2020-01-27
Allegiance Bancshares, Inc.
ShelfEffectiveCIK 1642081
 S-3Shelf registered0000950123-20-000530
2020-01-27
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-20-000006
2020-01-24
WILLAMETTE VALLEY VINEYARDS INC
ShelfEffectiveCIK 838875
 S-3Shelf registered0001654954-20-000739
2020-01-23
Coda Octopus Group, Inc.
ShelfEffectiveCIK 1334325
 S-3Shelf registered0001493152-20-000962
2020-01-23
Isoray, Inc.
ShelfEffectiveCIK 728387
 S-3Shelf registered0001437749-20-001027
2020-01-23
Regulus Therapeutics Inc.
ShelfEffectiveCIK 1505512
 S-3Shelf registered0001193125-20-012277
2020-01-22
NanoVibronix, Inc.
ShelfEffectiveCIK 1326706
 S-3Shelf registered0001213900-20-001484
2020-01-22
CNB FINANCIAL CORP/PA
ShelfEffectiveCIK 736772
 S-3Shelf registered0001193125-20-012106
2020-01-22
AdaptHealth Corp.
ShelfEffectiveCIK 1725255
 S-3Shelf registered0001047469-20-000391
2020-01-17
Genius Brands International, Inc.
ShelfEffectiveCIK 1355848
 S-3Shelf registered0001683168-20-000183
2020-01-17
Moleculin Biotech, Inc.
ShelfWithdrawnCIK 1659617
 S-3Shelf registered0001659617-20-000011
2020-01-17
Sorrento Therapeutics, Inc.
ShelfEffectiveCIK 850261
 S-3Shelf registered0001104659-20-005175
2020-01-16
ATHERSYS, INC / NEW
ShelfEffectiveCIK 1368148
 S-3Shelf registered0001193125-20-009084
2020-01-16
CONTANGO OIL & GAS CO
ShelfEffectiveCIK 1071993
 S-3Shelf registered0001193125-20-008183
2020-01-15
ARTELO BIOSCIENCES, INC.
ShelfEffectiveCIK 1621221
 S-3Shelf registered0001640334-20-000084
2020-01-15
ACORDA THERAPEUTICS INC
ShelfFinal prospectusCIK 1008848
 S-3Shelf registered0001564590-20-001171
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