Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-03 06:30 UTC · latest filing day 2026-11-02

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FiledCompanyFilingAccession
2020-01-13
United States Oil Fund, LP
ShelfEffectiveCIK 1327068
 S-3Shelf registered0001171200-20-000008
2020-01-10
ENDRA Life Sciences Inc.
ShelfEffectiveCIK 1681682
 S-3Shelf registered0001654954-20-000287
2020-01-10
Phunware, Inc.
ShelfEffectiveCIK 1665300
 S-3Shelf registered0001628280-20-000288
2020-01-10
Arlington Asset Investment Corp.
ShelfEffectiveCIK 1209028
 S-3Shelf registered0001564590-20-000776
2020-01-10
Clearside Biomedical, Inc.
ShelfEffectiveCIK 1539029
 S-3Shelf registered0001564590-20-000761
2020-01-10
ICAD INC
ShelfEffectiveCIK 749660
 S-3Shelf registered0001193125-20-005491
2020-01-10
URANIUM ENERGY CORP
ShelfEffectiveCIK 1334933
 S-3Shelf registered0001183740-20-000005
2020-01-10
Axovant Gene Therapies Ltd.
ShelfEffectiveCIK 1636050
 S-3Shelf registered0001047469-20-000182
2020-01-06
EMCORE CORP
ShelfEffectiveCIK 808326
 S-3Shelf registered0001104659-20-001516
2020-01-03
Monopar Therapeutics
ShelfEffectiveCIK 1645469
 S-3Shelf registered0001654954-20-000064
2020-01-02
Vectrus, Inc.
ShelfEffectiveCIK 1601548
 S-3Shelf registered0001601548-20-000005
2020-01-02
DiaMedica Therapeutics Inc.
ShelfEffectiveCIK 1401040
 S-3Shelf registered0001437749-20-000070
2019-12-31
ORAGENICS INC
ShelfEffectiveCIK 1174940
 S-3Shelf registered0001493152-19-019926
2019-12-31
NAVIDEA BIOPHARMACEUTICALS, INC.
ShelfEffectiveCIK 810509
 S-3Shelf registered0001437749-19-025046
2019-12-31
LGL GROUP INC
ShelfEffectiveCIK 61004
 S-3Shelf registered0001193805-19-001991
2019-12-31
NOVAVAX INC
ShelfEffectiveCIK 1000694
 S-3Shelf registered0001104659-19-077299
2019-12-30
Merchants Bancorp
ShelfEffectiveCIK 1629019
 S-3Shelf registered0001047469-19-006967
2019-12-27
SI-BONE, Inc.
ShelfEffectiveCIK 1459839
 S-3Shelf registered0001459839-19-000057
2019-12-27
Globalstar, Inc.
ShelfFinal prospectusCIK 1366868
 S-3Shelf registered0001366868-19-000103
2019-12-27
PhaseBio Pharmaceuticals Inc
ShelfEffectiveCIK 1169245
 S-3Shelf registered0001193125-19-324990
2019-12-27
Aptose Biosciences Inc.
ShelfEffectiveCIK 882361
 S-3Shelf registered0001193125-19-324938
2019-12-27
Green Plains Inc.
ShelfEffectiveCIK 1309402
 S-3Shelf registered0001140361-19-023361
2019-12-27
NGL Energy Partners LP
ShelfEffectiveCIK 1504461
 S-3Shelf registered0001047469-19-006954
2019-12-26
TriState Capital Holdings, Inc.
ShelfEffectiveCIK 1380846
 S-3Shelf registered0001552781-19-000518
2019-12-24
ITERIS, INC.
ShelfEffectiveCIK 350868
 S-3Shelf registered0001104659-19-075724
2019-12-23
Moleculin Biotech, Inc.
ShelfEffectiveCIK 1659617
 S-3Shelf registered0001659617-19-000202
2019-12-23
Arbutus Biopharma Corp
ShelfEffectiveCIK 1447028
 S-3Shelf registered0001447028-19-000078
2019-12-23
Sientra, Inc.
ShelfEffectiveCIK 1551693
 S-3Shelf registered0001193125-19-322640
2019-12-23
FedNat Holding Co
ShelfEffectiveCIK 1069996
 S-3Shelf registered0001193125-19-321261
2019-12-23
OOMA INC
ShelfEffectiveCIK 1327688
 S-3Shelf registered0001193125-19-321218
2019-12-23
MACROGENICS INC
ShelfEffectiveCIK 1125345
 S-3Shelf registered0001140361-19-023104
2019-12-20
Performant Financial Corp
ShelfEffectiveCIK 1550695
 S-3Shelf registered0001550695-19-000070
2019-12-20
VAPOTHERM INC
ShelfEffectiveCIK 1253176
 S-3Shelf registered0001193125-19-321066
2019-12-20
Eiger BioPharmaceuticals, Inc.
ShelfEffectiveCIK 1305253
 S-3Shelf registered0001193125-19-321040
2019-12-20
Live Oak Bancshares, Inc.
ShelfEffectiveCIK 1462120
 S-3Shelf registered0001193125-19-321036
2019-12-20
Noble Midstream Partners LP
ShelfEffectiveCIK 1647513
 S-3Shelf registered0001193125-19-321030
2019-12-20
Hess Midstream LP
ShelfEffectiveCIK 1789832
 S-3Shelf registered0001193125-19-321021
2019-12-20
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
ShelfEffectiveCIK 77281
 S-3Shelf registered0001193125-19-321010
2019-12-20
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
ShelfEffectiveCIK 77281
 S-3Shelf registered0001193125-19-320997
2019-12-20
UroGen Pharma Ltd.
ShelfEffectiveCIK 1668243
 S-3Shelf registered0001193125-19-320929
2019-12-20
AVROBIO, Inc.
ShelfEffectiveCIK 1681087
 S-3Shelf registered0001193125-19-320919
2019-12-20
Surgery Partners, Inc.
ShelfEffectiveCIK 1638833
 S-3Shelf registered0001047469-19-006926
2019-12-20
LANNETT CO INC
ShelfEffectiveCIK 57725
 S-3Shelf registered0001047469-19-006920
2019-12-20
MITEK SYSTEMS INC
ShelfEffectiveCIK 807863
 S-3Shelf registered0000807863-19-000089
2019-12-19
Amerant Bancorp Inc.
ShelfEffectiveCIK 1734342
 S-3Shelf registered0001734342-19-000036
2019-12-19
GENESIS ENERGY LP
ShelfEffectiveCIK 1022321
 S-3Shelf registered0001193125-19-319273
2019-12-18
SharpSpring, Inc.
ShelfEffectiveCIK 1506439
 S-3Shelf registered0001654954-19-014059
2019-12-18
DELTA APPAREL, INC
ShelfEffectiveCIK 1101396
 S-3Shelf registered0001193125-19-317734
2019-12-17
AYTU BIOSCIENCE, INC
ShelfEffectiveCIK 1385818
 S-3Shelf registered0001654954-19-014023
2019-12-16
Clovis Oncology, Inc.
ShelfEffectiveCIK 1466301
 S-3Shelf registered0001193125-19-315276
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