Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-03 06:30 UTC · latest filing day 2026-11-02

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FiledCompanyFilingAccession
2019-12-13
Forterra, Inc.
ShelfFinal prospectusCIK 1678463
 S-3Shelf registered0001678463-19-000119
2019-12-13
ThermoGenesis Holdings, Inc.
ShelfEffectiveCIK 811212
 S-3Shelf registered0001437749-19-024440
2019-12-13
Quotient Ltd
ShelfEffectiveCIK 1596946
 S-3Shelf registered0001193125-19-314043
2019-12-13
Accel Entertainment, Inc.
ShelfWithdrawnCIK 1698991
 S-3Shelf registered0001193125-19-313088
2019-12-13
Ideal Power Inc.
ShelfEffectiveCIK 1507957
 S-3Shelf registered0001104659-19-072577
2019-12-13
PLAINS GP HOLDINGS LP
ShelfEffectiveCIK 1581990
 S-3Shelf registered0001047469-19-006831
2019-12-12
MARCHEX INC
ShelfEffectiveCIK 1224133
 S-3Shelf registered0001564590-19-045840
2019-12-12
NextDecade Corp.
ShelfEffectiveCIK 1612720
 S-3Shelf registered0001437749-19-024302
2019-12-12
Arcturus Therapeutics Holdings Inc.
ShelfEffectiveCIK 1768224
 S-3Shelf registered0001193125-19-312823
2019-12-12
Kennedy-Wilson Holdings, Inc.
ShelfEffectiveCIK 1408100
 S-3Shelf registered0001193125-19-312751
2019-12-10
Predictive Oncology Inc.
ShelfEffectiveCIK 1446159
 S-3Shelf registered0001171843-19-008046
2019-12-09
Zedge, Inc.
ShelfEffectiveCIK 1667313
 S-3Shelf registered0001213900-19-025636
2019-12-09
PROTECTIVE LIFE INSURANCE CO
ShelfEffectiveCIK 310826
 S-3Shelf registered0001104659-19-071045
2019-12-06
ENVESTNET, INC.
ShelfWithdrawnCIK 1337619
 S-3Shelf registered0001628280-19-014835
2019-12-06
Baudax Bio, Inc.
ShelfEffectiveCIK 1780097
 S-3Shelf registered0001193125-19-308403
2019-12-06
IMPAC MORTGAGE HOLDINGS INC
ShelfEffectiveCIK 1000298
 S-3Shelf registered0001047469-19-006720
2019-12-06
Celldex Therapeutics, Inc.
ShelfEffectiveCIK 744218
 S-3Shelf registered0001047469-19-006714
2019-12-05
Ondas Holdings Inc.
ShelfEffectiveCIK 1646188
 S-3Shelf registered0001213900-19-025423
2019-12-05
Golden Minerals Co
ShelfEffectiveCIK 1011509
 S-3Shelf registered0001104659-19-070246
2019-12-04
Landmark Infrastructure Partners LP
ShelfEffectiveCIK 1615346
 S-3Shelf registered0001193125-19-306321
2019-12-04
Landmark Infrastructure Finance Corp.
ShelfEffectiveCIK 1657876
 S-3Shelf registered0001193125-19-306321
2019-12-04
PIERIS PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1583648
 S-3Shelf registered0001193125-19-306299
2019-12-03
PAVmed Inc.
ShelfEffectiveCIK 1624326
 S-3Shelf registered0001493152-19-018681
2019-12-03
ADT Inc.
ShelfEffectiveCIK 1703056
 S-3Shelf registered0001193125-19-304525
2019-12-03
Prime Finance Inc.
ShelfEffectiveCIK 1795242
 S-3Shelf registered0001193125-19-304525
2019-12-03
ADT Security Corp
ShelfEffectiveCIK 1795245
 S-3Shelf registered0001193125-19-304525
2019-12-03
ADT LLC
ShelfEffectiveCIK 1795285
 S-3Shelf registered0001193125-19-304525
2019-12-03
Prime Security Services Borrower, LLC
ShelfEffectiveCIK 1795309
 S-3Shelf registered0001193125-19-304525
2019-12-03
Prime Security Services Holdings, LLC
ShelfEffectiveCIK 1795310
 S-3Shelf registered0001193125-19-304525
2019-12-03
Red Hawk Fire & Security, LLC
ShelfEffectiveCIK 1795413
 S-3Shelf registered0001193125-19-304525
2019-12-02
Eton Pharmaceuticals, Inc.
ShelfEffectiveCIK 1710340
 S-3Shelf registered0001493152-19-018638
2019-11-29
GOLD RESOURCE CORP
ShelfEffectiveCIK 1160791
 S-3Shelf registered0001104659-19-068702
2019-11-27
SRAX, Inc.
ShelfEffectiveCIK 1538217
 S-3Shelf registered0001493152-19-018521
2019-11-27
Senseonics, Inc
ShelfEffectiveCIK 1032158
 S-3Shelf registered0001047469-19-006547
2019-11-27
Senseonics Holdings, Inc.
ShelfEffectiveCIK 1616543
 S-3Shelf registered0001047469-19-006547
2019-11-26
AMERICA FIRST MULTIFAMILY INVESTORS, L.P.
ShelfEffectiveCIK 1059142
 S-3Shelf registered0001564590-19-044430
2019-11-26
Brixmor Property Group Inc.
ShelfEffectiveCIK 1581068
 S-3Shelf registered0001193125-19-301166
2019-11-26
Brixmor Operating Partnership LP
ShelfEffectiveCIK 1630031
 S-3Shelf registered0001193125-19-301166
2019-11-26
Trinity Place Holdings Inc.
ShelfEffectiveCIK 724742
 S-3Shelf registered0001104659-19-067517
2019-11-25
Repay Holdings Corp
ShelfWithdrawnCIK 1720592
 S-3Shelf registered0001193125-19-298812
2019-11-22
Aqua Metals, Inc.
ShelfEffectiveCIK 1621832
 S-3Shelf registered0001493152-19-018267
2019-11-22
METROPOLITAN LIFE INSURANCE CO
ShelfEffectiveCIK 937834
 S-3Shelf registered0001193125-19-298171
2019-11-22
BlueLinx Holdings Inc.
ShelfEffectiveCIK 1301787
 S-3Shelf registered0001104659-19-066650
2019-11-22
Sorrento Therapeutics, Inc.
ShelfEffectiveCIK 850261
 S-3Shelf registered0000850261-19-000041
2019-11-21
DUCOMMUN INC /DE/
ShelfEffectiveCIK 30305
 S-3Shelf registered0001193125-19-297599
2019-11-20
Red Lion Hotels CORP
ShelfEffectiveCIK 1052595
 S-3Shelf registered0001193125-19-296694
2019-11-20
Summit Wireless Technologies, Inc.
ShelfEffectiveCIK 1682149
 S-3Shelf registered0001104659-19-065584
2019-11-19
Summit Midstream Partners, LP
ShelfEffectiveCIK 1549922
 S-3Shelf registered0001193125-19-295654
2019-11-19
Summit Midstream Finance Corp.
ShelfDormantCIK 1579839
 S-3Shelf registered0001193125-19-295654
2019-11-19
Bison Midstream, LLC
ShelfEffectiveCIK 1586816
 S-3Shelf registered0001193125-19-295654
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