Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-03 06:30 UTC · latest filing day 2026-11-02

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FiledCompanyFilingAccession
2018-08-09
Priority Technology Holdings, Inc.
ShelfEffectiveCIK 1653558
 S-3Shelf registered0001615774-18-007782
2018-08-09
PIERIS PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1583648
 S-3Shelf registered0001583648-18-000052
2018-08-09
Kala Pharmaceuticals, Inc.
ShelfEffectiveCIK 1479419
 S-3Shelf registered0001558370-18-006917
2018-08-09
TIPTREE INC.
ShelfEffectiveCIK 1393726
 S-3Shelf registered0001393726-18-000043
2018-08-09
Energous Corp
ShelfEffectiveCIK 1575793
 S-3Shelf registered0001193125-18-244487
2018-08-09
SYNLOGIC, INC.
ShelfEffectiveCIK 1527599
 S-3Shelf registered0001193125-18-244428
2018-08-09
Pfenex Inc.
ShelfEffectiveCIK 1478121
 S-3Shelf registered0001193125-18-244364
2018-08-09
WideOpenWest, Inc.
ShelfEffectiveCIK 1701051
 S-3Shelf registered0001047469-18-005546
2018-08-08
Gevo, Inc.
ShelfEffectiveCIK 1392380
 S-3Shelf registered0001437749-18-014949
2018-08-08
REGENXBIO Inc.
ShelfWithdrawnCIK 1590877
 S-3Shelf registered0001193125-18-242711
2018-08-08
Gogo Inc.
ShelfEffectiveCIK 1537054
 S-3Shelf registered0001193125-18-241938
2018-08-07
Clean Energy Fuels Corp.
ShelfEffectiveCIK 1368265
 S-3Shelf registered0001193125-18-241276
2018-08-07
BELLICUM PHARMACEUTICALS, INC
ShelfEffectiveCIK 1358403
 S-3Shelf registered0001193125-18-241251
2018-08-07
AILERON THERAPEUTICS INC
ShelfEffectiveCIK 1420565
 S-3Shelf registered0001193125-18-241115
2018-08-06
Turtle Beach Corp
ShelfEffectiveCIK 1493761
 S-3Shelf registered0001193125-18-239823
2018-08-06
PlayAGS, Inc.
ShelfFinal prospectusCIK 1593548
 S-3Shelf registered0001193125-18-239714
2018-08-03
CEL SCI CORP
ShelfEffectiveCIK 725363
 S-3Shelf registered0001654954-18-008429
2018-08-03
Sienna Biopharmaceuticals, Inc.
ShelfEffectiveCIK 1656328
 S-3Shelf registered0001193125-18-238566
2018-08-03
SCHMITT INDUSTRIES INC
ShelfFinal prospectusCIK 922612
 S-3Shelf registered0001193125-18-238246
2018-08-02
ISSUER DIRECT CORP
ShelfEffectiveCIK 843006
 S-3Shelf registered0001654954-18-008385
2018-08-02
DURECT CORP
ShelfEffectiveCIK 1082038
 S-3Shelf registered0001564590-18-018920
2018-08-01
Synthetic Biologics, Inc.
ShelfEffectiveCIK 894158
 S-3Shelf registered0001144204-18-041398
2018-08-01
Ophthotech Corp.
ShelfEffectiveCIK 1410939
 S-3Shelf registered0001047469-18-005356
2018-08-01
PEOPLES BANCORP INC
ShelfEffectiveCIK 318300
 S-3Shelf registered0000318300-18-000203
2018-07-31
ZIX CORP
ShelfWithdrawnCIK 855612
 S-3Shelf registered0001193125-18-233149
2018-07-30
RumbleON, Inc.
ShelfEffectiveCIK 1596961
 S-3Shelf registered0001654954-18-008348
2018-07-30
ETFS Platinum Trust
ShelfEffectiveCIK 1460235
 S-3Shelf registered0001387131-18-003430
2018-07-30
CohBar, Inc.
ShelfEffectiveCIK 1522602
 S-3Shelf registered0001213900-18-009845
2018-07-30
Plymouth Industrial REIT Inc.
ShelfEffectiveCIK 1515816
 S-3Shelf registered0001171520-18-000352
2018-07-30
Plymouth Industrial OP, LP
ShelfEffectiveCIK 1748464
 S-3Shelf registered0001171520-18-000352
2018-07-30
VirnetX Holding Corp
ShelfFinal prospectusCIK 1082324
 S-3Shelf registered0001140361-18-033981
2018-07-30
Jaguar Health, Inc.
ShelfWithdrawnCIK 1585608
 S-3Shelf registered0001047469-18-005295
2018-07-30
Kimbell Royalty Partners, LP
ShelfEffectiveCIK 1657788
 S-3Shelf registered0001047469-18-005290
2018-07-27
US ENERGY CORP
ShelfWithdrawnCIK 101594
 S-3Shelf registered0001493152-18-010590
2018-07-27
GALECTIN THERAPEUTICS INC
ShelfEffectiveCIK 1133416
 S-3Shelf registered0001193125-18-229653
2018-07-27
Dova Pharmaceuticals, Inc.
ShelfEffectiveCIK 1685071
 S-3Shelf registered0001047469-18-005260
2018-07-26
Paramount Gold Nevada Corp.
ShelfEffectiveCIK 1629210
 S-3Shelf registered0001193125-18-227839
2018-07-26
Cytosorbents Corp
ShelfEffectiveCIK 1175151
 S-3Shelf registered0001144204-18-040206
2018-07-26
NEWLINK GENETICS CORP
ShelfEffectiveCIK 1126234
 S-3Shelf registered0001126234-18-000115
2018-07-25
EyePoint Pharmaceuticals, Inc.
ShelfEffectiveCIK 1314102
 S-3Shelf registered0001193125-18-226085
2018-07-25
Destination Maternity Corp
ShelfEffectiveCIK 896985
 S-3Shelf registered0001193125-18-225973
2018-07-25
INTRICON CORP
ShelfEffectiveCIK 88790
 S-3Shelf registered0000897101-18-000675
2018-07-24
Verastem, Inc.
ShelfEffectiveCIK 1526119
 S-3Shelf registered0001104659-18-046740
2018-07-24
CALADRIUS BIOSCIENCES, INC.
ShelfEffectiveCIK 320017
 S-3Shelf registered0000320017-18-000083
2018-07-23
Eastside Distilling, Inc.
ShelfEffectiveCIK 1534708
 S-3Shelf registered0001493152-18-010366
2018-07-23
TOMPKINS FINANCIAL CORP
ShelfEffectiveCIK 1005817
 S-3Shelf registered0001387131-18-003282
2018-07-23
DPW Holdings, Inc.
ShelfEffectiveCIK 896493
 S-3Shelf registered0001214659-18-004934
2018-07-23
Novus Therapeutics, Inc.
ShelfEffectiveCIK 1404281
 S-3Shelf registered0001193125-18-223696
2018-07-23
STRATA Skin Sciences, Inc.
ShelfEffectiveCIK 1051514
 S-3Shelf registered0001051514-18-000042
2018-07-20
Fusion Connect, Inc.
ShelfEffectiveCIK 1071411
 S-3Shelf registered0001654954-18-007897
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