Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-03 06:30 UTC · latest filing day 2026-11-02

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FiledCompanyFilingAccession
2018-07-20
VBI Vaccines Inc/BC
ShelfEffectiveCIK 764195
 S-3Shelf registered0001493152-18-010270
2018-07-20
Citizens Community Bancorp Inc.
ShelfEffectiveCIK 1367859
 S-3Shelf registered0001193125-18-222597
2018-07-20
Aldeyra Therapeutics, Inc.
ShelfEffectiveCIK 1341235
 S-3Shelf registered0001193125-18-222562
2018-07-19
SELLAS Life Sciences Group, Inc.
ShelfEffectiveCIK 1390478
 S-3Shelf registered0001193125-18-221592
2018-07-18
SHARING ECONOMY INTERNATIONAL INC.
ShelfWithdrawnCIK 819926
 S-3Shelf registered0001213900-18-009376
2018-07-17
TILLY'S, INC.
ShelfEffectiveCIK 1524025
 S-3Shelf registered0001193125-18-219779
2018-07-17
CASI Pharmaceuticals, Inc.
ShelfEffectiveCIK 895051
 S-3Shelf registered0001144204-18-038685
2018-07-16
AVEO PHARMACEUTICALS INC
ShelfEffectiveCIK 1325879
 S-3Shelf registered0001193125-18-218817
2018-07-13
Skyline Champion Corp
ShelfFinal prospectusCIK 90896
 S-3Shelf registered0001193125-18-217969
2018-07-13
MUSTANG BIO, INC.
ShelfEffectiveCIK 1680048
 S-3Shelf registered0001144204-18-038364
2018-07-13
KKR Real Estate Finance Trust Inc.
ShelfEffectiveCIK 1631596
 S-3Shelf registered0001140361-18-032385
2018-07-13
STANDARD DIVERSIFIED INC.
ShelfEffectiveCIK 911649
 S-3Shelf registered0001140361-18-032375
2018-07-11
Granite Point Mortgage Trust Inc.
ShelfEffectiveCIK 1703644
 S-3Shelf registered0001047469-18-004976
2018-07-11
Viking Therapeutics, Inc.
ShelfEffectiveCIK 1607678
 S-3Shelf registered0000950123-18-006751
2018-07-10
Riot Blockchain, Inc.
ShelfEffectiveCIK 1167419
 S-3Shelf registered0001553350-18-000787
2018-07-10
Chanticleer Holdings, Inc.
ShelfEffectiveCIK 1106838
 S-3Shelf registered0001493152-18-009866
2018-07-09
TG THERAPEUTICS, INC.
ShelfEffectiveCIK 1001316
 S-3Shelf registered0001654954-18-007460
2018-07-09
Adamis Pharmaceuticals Corp
ShelfEffectiveCIK 887247
 S-3Shelf registered0001387131-18-003074
2018-07-06
Fortress Biotech, Inc.
ShelfEffectiveCIK 1429260
 S-3Shelf registered0001144204-18-037562
2018-07-05
NextEra Energy Partners, LP
ShelfEffectiveCIK 1603145
 S-3Shelf registered0001193125-18-212577
2018-07-03
AzurRx BioPharma, Inc.
ShelfEffectiveCIK 1604191
 S-3Shelf registered0001654954-18-007328
2018-07-03
NextEra Energy Partners, LP
ShelfEffectiveCIK 1603145
 S-3Shelf registered0001193125-18-212568
2018-07-03
ASTROTECH Corp
ShelfEffectiveCIK 1001907
 S-3Shelf registered0000950123-18-006579
2018-07-02
HEMISPHERX BIOPHARMA INC
ShelfEffectiveCIK 946644
 S-3Shelf registered0001493152-18-009595
2018-07-02
GREENLIGHT CAPITAL RE, LTD.
ShelfEffectiveCIK 1385613
 S-3Shelf registered0001385613-18-000099
2018-07-02
Helios & Matheson Analytics Inc.
ShelfEffectiveCIK 1040792
 S-3Shelf registered0001213900-18-008569
2018-07-02
SHOTSPOTTER, INC
ShelfEffectiveCIK 1351636
 S-3Shelf registered0001193125-18-211560
2018-07-02
MYOMO INC
ShelfEffectiveCIK 1369290
 S-3Shelf registered0001193125-18-211426
2018-07-02
BRIGHTHOUSE LIFE INSURANCE Co OF NY
ShelfEffectiveCIK 1167609
 S-3Shelf registered0001193125-18-211338
2018-07-02
BRIGHTHOUSE LIFE INSURANCE Co
ShelfEffectiveCIK 733076
 S-3Shelf registered0001193125-18-211299
2018-07-02
Plymouth Industrial REIT Inc.
ShelfEffectiveCIK 1515816
 S-3Shelf registered0001171520-18-000305
2018-07-02
Mersana Therapeutics, Inc.
ShelfEffectiveCIK 1442836
 S-3Shelf registered0001047469-18-004853
2018-07-02
Safety, Income & Growth, Inc.
ShelfEffectiveCIK 1688852
 S-3Shelf registered0001047469-18-004850
2018-06-29
Savara Inc
ShelfEffectiveCIK 1160308
 S-3Shelf registered0001193125-18-209639
2018-06-29
BIOHITECH GLOBAL, INC.
ShelfEffectiveCIK 1590383
 S-3Shelf registered0001144204-18-036690
2018-06-29
BRAINSTORM CELL THERAPEUTICS INC.
ShelfFinal prospectusCIK 1137883
 S-3Shelf registered0001144204-18-036682
2018-06-29
GENCO SHIPPING & TRADING LTD
ShelfEffectiveCIK 1326200
 S-3Shelf registered0001047469-18-004834
2018-06-28
IMAGEWARE SYSTEMS INC
ShelfEffectiveCIK 941685
 S-3Shelf registered0001654954-18-007056
2018-06-28
One Horizon Group, Inc.
ShelfEffectiveCIK 225211
 S-3Shelf registered0001615774-18-005820
2018-06-28
BIO KEY INTERNATIONAL INC
ShelfEffectiveCIK 1019034
 S-3Shelf registered0001437749-18-012523
2018-06-28
Del Frisco's Restaurant Group, Inc.
ShelfEffectiveCIK 1415301
 S-3Shelf registered0001193125-18-206289
2018-06-26
BEASLEY BROADCAST GROUP INC
ShelfEffectiveCIK 1099160
 S-3Shelf registered0001193125-18-204089
2018-06-26
ROCKET PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1281895
 S-3Shelf registered0001140361-18-029973
2018-06-25
Bellerophon Therapeutics, Inc.
ShelfEffectiveCIK 1600132
 S-3Shelf registered0001600132-18-000108
2018-06-25
ProPhase Labs, Inc.
ShelfEffectiveCIK 868278
 S-3Shelf registered0001493152-18-009178
2018-06-22
SMTC CORP
ShelfEffectiveCIK 1108320
 S-3Shelf registered0001437749-18-012282
2018-06-22
NORTHERN OIL & GAS, INC.
ShelfEffectiveCIK 1104485
 S-3Shelf registered0001193125-18-201066
2018-06-22
NORTHERN OIL & GAS, INC.
ShelfEffectiveCIK 1104485
 S-3Shelf registered0001193125-18-201052
2018-06-22
NORTHERN OIL & GAS, INC.
ShelfEffectiveCIK 1104485
 S-3Shelf registered0001193125-18-201042
2018-06-22
SELECT BANCORP, INC.
ShelfEffectiveCIK 1263762
 S-3Shelf registered0001144204-18-035242
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