Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-04 06:30 UTC · latest filing day 2026-11-03

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FiledCompanyFilingAccession
2018-05-10
SELLAS Life Sciences Group, Inc.
ShelfEffectiveCIK 1390478
 S-3Shelf registered0001193125-18-159387
2018-05-10
ViewRay, Inc.
ShelfEffectiveCIK 1597313
 S-3Shelf registered0001193125-18-159378
2018-05-10
Tracon Pharmaceuticals, Inc.
ShelfEffectiveCIK 1394319
 S-3Shelf registered0000950123-18-004501
2018-05-09
Pulse Biosciences, Inc.
ShelfEffectiveCIK 1625101
 S-3Shelf registered0001625101-18-000026
2018-05-09
ADESTO TECHNOLOGIES Corp
ShelfEffectiveCIK 1395848
 S-3Shelf registered0001104659-18-031736
2018-05-08
tronc, Inc.
ShelfEffectiveCIK 1593195
 S-3Shelf registered0001104659-18-030980
2018-05-07
NCS Multistage Holdings, Inc.
ShelfEffectiveCIK 1692427
 S-3Shelf registered0001193125-18-154660
2018-05-07
PlayAGS, Inc.
ShelfFinal prospectusCIK 1593548
 S-3Shelf registered0001193125-18-154522
2018-05-07
Synthetic Biologics, Inc.
ShelfEffectiveCIK 894158
 S-3Shelf registered0001144204-18-025776
2018-05-07
INTRICON CORP
ShelfEffectiveCIK 88790
 S-3Shelf registered0000897101-18-000453
2018-05-04
FATE THERAPEUTICS INC
ShelfEffectiveCIK 1434316
 S-3Shelf registered0001564590-18-010979
2018-05-04
Eleven Biotherapeutics, Inc.
ShelfEffectiveCIK 1485003
 S-3Shelf registered0001485003-18-000054
2018-05-04
Business First Bancshares, Inc.
ShelfEffectiveCIK 1624322
 S-3Shelf registered0001437749-18-008703
2018-05-04
Future FinTech Group Inc.
ShelfEffectiveCIK 1066923
 S-3Shelf registered0001213900-18-005539
2018-05-04
WASHINGTON GAS LIGHT CO
ShelfEffectiveCIK 104819
 S-3Shelf registered0001193125-18-151715
2018-05-04
FIDELITY SOUTHERN CORP
ShelfEffectiveCIK 822662
 S-3Shelf registered0001144204-18-025380
2018-05-04
BOVIE MEDICAL Corp
ShelfEffectiveCIK 719135
 S-3Shelf registered0000719135-18-000024
2018-05-03
CURIS INC
ShelfEffectiveCIK 1108205
 S-3Shelf registered0001193125-18-149532
2018-05-02
Lightwave Logic, Inc.
ShelfEffectiveCIK 1325964
 S-3Shelf registered0001553350-18-000466
2018-05-02
AG Mortgage Investment Trust, Inc.
ShelfEffectiveCIK 1514281
 S-3Shelf registered0001193125-18-148836
2018-05-02
Mid-Con Energy Partners, LP
ShelfEffectiveCIK 1527709
 S-3Shelf registered0001193125-18-146923
2018-05-01
Tonix Pharmaceuticals Holding Corp.
ShelfEffectiveCIK 1430306
 S-3Shelf registered0001615774-18-003143
2018-05-01
USA TRUCK INC
ShelfEffectiveCIK 883945
 S-3Shelf registered0001437749-18-008265
2018-05-01
VERACYTE, INC.
ShelfEffectiveCIK 1384101
 S-3Shelf registered0001384101-18-000028
2018-05-01
Nobilis Health Corp.
ShelfEffectiveCIK 1409916
 S-3Shelf registered0001193125-18-146833
2018-04-30
Meridian Waste Solutions, Inc.
ShelfWithdrawnCIK 949721
 S-3Shelf registered0001213900-18-005098
2018-04-30
Identiv, Inc.
ShelfEffectiveCIK 1036044
 S-3Shelf registered0001193125-18-143760
2018-04-30
INFINITY PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1113148
 S-3Shelf registered0001193125-18-143468
2018-04-30
BANK OF AMERICA CORP /DE/
ShelfEffectiveCIK 70858
 S-3Shelf registered0001193125-18-141115
2018-04-30
NB CAPITAL TRUST III
ShelfDormantCIK 1026218
 S-3Shelf registered0001193125-18-141115
2018-04-30
BAC CAPITAL TRUST VI
ShelfDormantCIK 1224522
 S-3Shelf registered0001193125-18-141115
2018-04-30
BAC CAPITAL TRUST VII
ShelfDormantCIK 1224524
 S-3Shelf registered0001193125-18-141115
2018-04-30
BAC CAPITAL TRUST XI
ShelfDormantCIK 1322198
 S-3Shelf registered0001193125-18-141115
2018-04-30
BAC Capital Trust XIII
ShelfEffectiveCIK 1359869
 S-3Shelf registered0001193125-18-141115
2018-04-30
BAC Capital Trust XIV
ShelfEffectiveCIK 1359870
 S-3Shelf registered0001193125-18-141115
2018-04-30
BAC Capital Trust XV
ShelfEffectiveCIK 1359871
 S-3Shelf registered0001193125-18-141115
2018-04-30
Merrill Lynch Capital Trust I
ShelfEffectiveCIK 1382664
 S-3Shelf registered0001193125-18-141115
2018-04-30
Merrill Lynch Capital Trust III
ShelfDormantCIK 1409447
 S-3Shelf registered0001193125-18-141115
2018-04-30
HARVARD BIOSCIENCE INC
ShelfEffectiveCIK 1123494
 S-3Shelf registered0001171843-18-003185
2018-04-27
GENERAL CANNABIS CORP
ShelfWithdrawnCIK 1477009
 S-3Shelf registered0001398432-18-000054
2018-04-27
Citigroup Global Markets Holdings Inc.
ShelfEffectiveCIK 200245
 S-3Shelf registered0001193125-18-139004
2018-04-27
CITIGROUP INC
ShelfEffectiveCIK 831001
 S-3Shelf registered0001193125-18-139004
2018-04-27
CITIGROUP CAPITAL XIII
ShelfEffectiveCIK 1075170
 S-3Shelf registered0001193125-18-139004
2018-04-27
Citigroup Capital XVIII
ShelfEffectiveCIK 1366726
 S-3Shelf registered0001193125-18-139004
2018-04-27
Real Goods Solar, Inc.
ShelfEffectiveCIK 1425565
 S-3Shelf registered0001144204-18-022822
2018-04-27
McEwen Mining Inc.
ShelfEffectiveCIK 314203
 S-3Shelf registered0001047469-18-003250
2018-04-26
Presidio, Inc.
ShelfFinal prospectusCIK 1631825
 S-3Shelf registered0001193125-18-134907
2018-04-26
DarioHealth Corp.
ShelfEffectiveCIK 1533998
 S-3Shelf registered0001144204-18-022683
2018-04-26
TANDEM DIABETES CARE INC
ShelfEffectiveCIK 1438133
 S-3Shelf registered0000950123-18-003814
2018-04-25
CHINA RECYCLING ENERGY CORP
ShelfEffectiveCIK 721693
 S-3Shelf registered0001213900-18-004939
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