Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-04 06:30 UTC · latest filing day 2026-11-03

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FiledCompanyFilingAccession
2018-04-24
Novume Solutions, Inc.
ShelfEffectiveCIK 1697851
 S-3Shelf registered0001654954-18-004297
2018-04-24
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
ShelfEffectiveCIK 1132105
 S-3Shelf registered0001558370-18-003194
2018-04-24
W&T OFFSHORE INC
ShelfEffectiveCIK 1288403
 S-3Shelf registered0001193125-18-127203
2018-04-24
W&T Energy VI, LLC
ShelfEffectiveCIK 1357946
 S-3Shelf registered0001193125-18-127203
2018-04-24
W&T Energy VII, LLC
ShelfEffectiveCIK 1357947
 S-3Shelf registered0001193125-18-127203
2018-04-23
Coda Octopus Group, Inc.
ShelfEffectiveCIK 1334325
 S-3Shelf registered0001493152-18-005623
2018-04-23
NV5 Global, Inc.
ShelfEffectiveCIK 1532961
 S-3Shelf registered0001437749-18-007402
2018-04-20
CEMTREX INC
ShelfEffectiveCIK 1435064
 S-3Shelf registered0001493152-18-005560
2018-04-20
Identiv, Inc.
ShelfEffectiveCIK 1036044
 S-3Shelf registered0001193125-18-124850
2018-04-20
Lonestar Resources US Inc.
ShelfEffectiveCIK 1661920
 S-3Shelf registered0001193125-18-123353
2018-04-20
LILIS ENERGY, INC.
ShelfEffectiveCIK 1437557
 S-3Shelf registered0001144204-18-021605
2018-04-20
Jaguar Health, Inc.
ShelfEffectiveCIK 1585608
 S-3Shelf registered0001047469-18-003027
2018-04-20
Farmland Partners Inc.
ShelfEffectiveCIK 1591670
 S-3Shelf registered0001047469-18-003026
2018-04-20
Farmland Partners Inc.
ShelfEffectiveCIK 1591670
 S-3Shelf registered0001047469-18-003025
2018-04-18
EARTHSTONE ENERGY INC
ShelfEffectiveCIK 10254
 S-3Shelf registered0001628280-18-004486
2018-04-18
Lynden Energy Corp.
ShelfEffectiveCIK 1622620
 S-3Shelf registered0001628280-18-004486
2018-04-18
EF Non-OP, LLC
ShelfEffectiveCIK 1646991
 S-3Shelf registered0001628280-18-004486
2018-04-18
Sabine River Energy, LLC
ShelfEffectiveCIK 1647013
 S-3Shelf registered0001628280-18-004486
2018-04-18
Earthstone Operating, LLC
ShelfEffectiveCIK 1647049
 S-3Shelf registered0001628280-18-004486
2018-04-18
Earthstone Legacy Properties, LLC
ShelfEffectiveCIK 1737556
 S-3Shelf registered0001628280-18-004486
2018-04-18
Bold Operating, LLC
ShelfEffectiveCIK 1737567
 S-3Shelf registered0001628280-18-004486
2018-04-18
Bold Energy III LLC
ShelfEffectiveCIK 1737571
 S-3Shelf registered0001628280-18-004486
2018-04-18
Lynden USA Inc.
ShelfEffectiveCIK 1737580
 S-3Shelf registered0001628280-18-004486
2018-04-18
Lynden USA Operating, LLC
ShelfEffectiveCIK 1737584
 S-3Shelf registered0001628280-18-004486
2018-04-18
Earthstone Energy Holdings, LLC
ShelfEffectiveCIK 1737623
 S-3Shelf registered0001628280-18-004486
2018-04-18
Infrastructure & Energy Alternatives, Inc.
ShelfFinal prospectusCIK 1652362
 S-3Shelf registered0001047469-18-002933
2018-04-17
Monaker Group, Inc.
ShelfEffectiveCIK 1372183
 S-3Shelf registered0001580695-18-000204
2018-04-17
International Seaways, Inc.
ShelfEffectiveCIK 1679049
 S-3Shelf registered0001144204-18-020972
2018-04-16
Alphatec Holdings, Inc.
ShelfEffectiveCIK 1350653
 S-3Shelf registered0001193125-18-118745
2018-04-16
DropCar, Inc.
ShelfEffectiveCIK 1086745
 S-3Shelf registered0001144204-18-020720
2018-04-13
iShares S&P GSCI Commodity-Indexed Trust
ShelfEffectiveCIK 1332174
 S-3Shelf registered0001437749-18-006873
2018-04-13
AVENUE THERAPEUTICS, INC.
ShelfEffectiveCIK 1644963
 S-3Shelf registered0001144204-18-020503
2018-04-12
Corindus Vascular Robotics, Inc.
ShelfEffectiveCIK 1528557
 S-3Shelf registered0001387131-18-001564
2018-04-12
HOST HOTELS & RESORTS L.P.
ShelfEffectiveCIK 1061937
 S-3Shelf registered0001193125-18-115144
2018-04-11
ASPEN GROUP, INC.
ShelfEffectiveCIK 1487198
 S-3Shelf registered0001553350-18-000333
2018-04-11
GRIFFIN INDUSTRIAL REALTY, INC.
ShelfEffectiveCIK 1037390
 S-3Shelf registered0001104659-18-023334
2018-04-10
NIOCORP DEVELOPMENTS LTD
ShelfEffectiveCIK 1512228
 S-3Shelf registered0001615774-18-002516
2018-04-10
National CineMedia, Inc.
ShelfEffectiveCIK 1377630
 S-3Shelf registered0001193125-18-112866
2018-04-10
Eloxx Pharmaceuticals, Inc.
ShelfEffectiveCIK 1035354
 S-3Shelf registered0001193125-18-112016
2018-04-09
MARRONE BIO INNOVATIONS INC
ShelfEffectiveCIK 1441693
 S-3Shelf registered0001493152-18-004885
2018-04-09
People's Utah Bancorp
ShelfEffectiveCIK 1636286
 S-3Shelf registered0000950123-18-003412
2018-04-09
Qumu Corp
ShelfEffectiveCIK 892482
 S-3Shelf registered0000892482-18-000029
2018-04-06
AquaBounty Technologies, Inc.
ShelfEffectiveCIK 1603978
 S-3Shelf registered0001603978-18-000031
2018-04-06
PROTEOSTASIS THERAPEUTICS, INC.
ShelfEffectiveCIK 1445283
 S-3Shelf registered0001193125-18-109966
2018-04-06
Teligent, Inc.
ShelfEffectiveCIK 352998
 S-3Shelf registered0001144204-18-019631
2018-04-06
Rasna Therapeutics Inc.
ShelfEffectiveCIK 1582249
 S-3Shelf registered0001144204-18-019600
2018-04-06
NICOLET BANKSHARES INC
ShelfEffectiveCIK 1174850
 S-3Shelf registered0001144204-18-019512
2018-04-04
iFresh Inc
ShelfWithdrawnCIK 1681941
 S-3Shelf registered0001213900-18-004065
2018-04-04
iFresh Inc
ShelfEffectiveCIK 1681941
 S-3Shelf registered0001213900-18-004060
2018-04-04
SMITH MICRO SOFTWARE INC
ShelfEffectiveCIK 948708
 S-3Shelf registered0000950123-18-003345
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