Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-04 06:30 UTC · latest filing day 2026-11-03

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FiledCompanyFilingAccession
2018-01-11
CURRENCYSHARES AUSTRALIAN DOLLAR TRUST
ShelfEffectiveCIK 1353614
 S-3Shelf registered0001193125-18-008955
2018-01-09
SPHERIX INC
ShelfEffectiveCIK 12239
 S-3Shelf registered0001615774-18-000227
2018-01-09
NextDecade Corp.
ShelfEffectiveCIK 1612720
 S-3Shelf registered0001558370-18-000063
2018-01-09
MELINTA THERAPEUTICS, INC. /NEW/
ShelfEffectiveCIK 1461993
 S-3Shelf registered0001193125-18-007418
2018-01-09
MELINTA THERAPEUTICS, INC. /NEW/
ShelfEffectiveCIK 1461993
 S-3Shelf registered0001193125-18-007408
2018-01-09
MELINTA THERAPEUTICS, INC. /NEW/
ShelfEffectiveCIK 1461993
 S-3Shelf registered0001193125-18-007407
2018-01-08
Pangaea Logistics Solutions Ltd.
ShelfEffectiveCIK 1606909
 S-3Shelf registered0001606909-18-000004
2018-01-08
Sientra, Inc.
ShelfEffectiveCIK 1551693
 S-3Shelf registered0001193125-18-004976
2018-01-08
Net Element, Inc.
ShelfEffectiveCIK 1499961
 S-3Shelf registered0001144204-18-001299
2018-01-05
Corbus Pharmaceuticals Holdings, Inc.
ShelfEffectiveCIK 1595097
 S-3Shelf registered0001493152-18-000239
2018-01-05
Nxt-ID, Inc.
ShelfEffectiveCIK 1566826
 S-3Shelf registered0001213900-18-000201
2018-01-05
BIOLIFE SOLUTIONS INC
ShelfEffectiveCIK 834365
 S-3Shelf registered0001144204-18-001066
2018-01-05
WISCONSIN PUBLIC SERVICE CORP
ShelfEffectiveCIK 107833
 S-3Shelf registered0001144204-18-001007
2018-01-05
WISCONSIN ELECTRIC POWER CO
ShelfEffectiveCIK 107815
 S-3Shelf registered0001144204-18-001004
2018-01-05
Riot Blockchain, Inc.
ShelfWithdrawnCIK 1167419
 S-3Shelf registered0001079973-18-000010
2018-01-05
VICON INDUSTRIES INC /NY/
ShelfEffectiveCIK 310056
 S-3Shelf registered0000310056-18-000002
2018-01-04
ARGOS THERAPEUTICS INC
ShelfEffectiveCIK 1105533
 S-3Shelf registered0001171843-18-000172
2018-01-02
Oncobiologics, Inc.
ShelfDormantCIK 1649989
 S-3Shelf registered0001144204-18-000248
2018-01-02
FULL HOUSE RESORTS INC
ShelfEffectiveCIK 891482
 S-3Shelf registered0000891482-18-000002
2017-12-29
NOVAVAX INC
ShelfEffectiveCIK 1000694
 S-3Shelf registered0001571049-17-008778
2017-12-29
Kadmon Holdings, Inc.
ShelfEffectiveCIK 1557142
 S-3Shelf registered0001557142-17-000139
2017-12-29
CymaBay Therapeutics, Inc.
ShelfEffectiveCIK 1042074
 S-3Shelf registered0001193125-17-383690
2017-12-29
Cascadian Therapeutics, Inc.
ShelfEffectiveCIK 1412067
 S-3Shelf registered0001193125-17-383506
2017-12-29
DYNEX CAPITAL INC
ShelfEffectiveCIK 826675
 S-3Shelf registered0001193125-17-383237
2017-12-29
ASSEMBLY BIOSCIENCES, INC.
ShelfEffectiveCIK 1426800
 S-3Shelf registered0001144204-17-065877
2017-12-28
AXA EQUITABLE LIFE INSURANCE CO
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-17-381131
2017-12-28
IOVANCE BIOTHERAPEUTICS, INC.
ShelfEffectiveCIK 1425205
 S-3Shelf registered0001144204-17-065665
2017-12-27
One Horizon Group, Inc.
ShelfEffectiveCIK 225211
 S-3Shelf registered0001615774-17-007604
2017-12-27
Drive Shack Inc.
ShelfEffectiveCIK 1175483
 S-3Shelf registered0001140361-17-047483
2017-12-22
MITCHAM INDUSTRIES INC
ShelfEffectiveCIK 926423
 S-3Shelf registered0001628280-17-012524
2017-12-22
C&J Energy Services, Inc.
ShelfEffectiveCIK 1615817
 S-3Shelf registered0001193125-17-377780
2017-12-22
ViewRay, Inc.
ShelfEffectiveCIK 1597313
 S-3Shelf registered0001193125-17-377657
2017-12-22
GTX INC /DE/
ShelfEffectiveCIK 1260990
 S-3Shelf registered0001104659-17-074877
2017-12-21
FGL Holdings
ShelfEffectiveCIK 1668428
 S-3Shelf registered0001571049-17-008751
2017-12-21
WillScot Corp
ShelfEffectiveCIK 1647088
 S-3Shelf registered0001047469-17-007779
2017-12-20
Green Bancorp, Inc.
ShelfEffectiveCIK 1606363
 S-3Shelf registered0001628280-17-012476
2017-12-20
TRANSCAT INC
ShelfEffectiveCIK 99302
 S-3Shelf registered0001206774-17-003445
2017-12-20
TRANSAMERICA ADVISORS LIFE INSURANCE Co
ShelfEffectiveCIK 845091
 S-3Shelf registered0001193125-17-374897
2017-12-20
Cinedigm Corp.
ShelfEffectiveCIK 1173204
 S-3Shelf registered0001144204-17-064542
2017-12-20
PHILLIPS 66 PARTNERS LP
ShelfEffectiveCIK 1572910
 S-3Shelf registered0001144204-17-064502
2017-12-19
Veritex Holdings, Inc.
ShelfEffectiveCIK 1501570
 S-3Shelf registered0001047469-17-007750
2017-12-18
FUSION TELECOMMUNICATIONS INTERNATIONAL INC
ShelfEffectiveCIK 1071411
 S-3Shelf registered0001654954-17-011713
2017-12-18
Marathon Patent Group, Inc.
ShelfWithdrawnCIK 1507605
 S-3Shelf registered0001493152-17-014696
2017-12-18
DIGITAL POWER CORP
ShelfEffectiveCIK 896493
 S-3Shelf registered0001214659-17-007341
2017-12-18
DIGITAL POWER CORP
ShelfEffectiveCIK 896493
 S-3Shelf registered0001214659-17-007329
2017-12-18
TANDEM DIABETES CARE INC
ShelfEffectiveCIK 1438133
 S-3Shelf registered0001193125-17-372291
2017-12-15
MDC PARTNERS INC
ShelfEffectiveCIK 876883
 S-3Shelf registered0001571049-17-008721
2017-12-15
MDC PARTNERS INC
ShelfEffectiveCIK 876883
 S-3Shelf registered0001571049-17-008719
2017-12-15
Sunrun Inc.
ShelfEffectiveCIK 1469367
 S-3Shelf registered0001469367-17-000029
2017-12-15
NAVIDEA BIOPHARMACEUTICALS, INC.
ShelfEffectiveCIK 810509
 S-3Shelf registered0001437749-17-020781
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