Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-04 06:30 UTC · latest filing day 2026-11-03

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FiledCompanyFilingAccession
2017-12-15
TriState Capital Holdings, Inc.
ShelfEffectiveCIK 1380846
 S-3Shelf registered0001380846-17-000034
2017-12-15
Sino-Global Shipping America, Ltd.
ShelfEffectiveCIK 1422892
 S-3Shelf registered0001213900-17-013298
2017-12-15
BAKER HUGHES a GE Co LLC
ShelfEffectiveCIK 808362
 S-3Shelf registered0001193125-17-370885
2017-12-15
Baker Hughes Co-Obligor, Inc.
ShelfEffectiveCIK 1723891
 S-3Shelf registered0001193125-17-370885
2017-12-15
TRANSENTERIX INC.
ShelfEffectiveCIK 876378
 S-3Shelf registered0001193125-17-370859
2017-12-15
MERRIMACK PHARMACEUTICALS INC
ShelfEffectiveCIK 1274792
 S-3Shelf registered0001193125-17-370765
2017-12-15
PROTECTIVE LIFE INSURANCE CO
ShelfEffectiveCIK 310826
 S-3Shelf registered0001104659-17-073573
2017-12-14
ChromaDex Corp.
ShelfEffectiveCIK 1386570
 S-3Shelf registered0001654954-17-011667
2017-12-14
BIOTRICITY INC.
ShelfEffectiveCIK 1630113
 S-3Shelf registered0001511164-17-000748
2017-12-14
BG Staffing, Inc.
ShelfEffectiveCIK 1474903
 S-3Shelf registered0001474903-17-000059
2017-12-13
CASI Pharmaceuticals, Inc.
ShelfEffectiveCIK 895051
 S-3Shelf registered0001144204-17-063542
2017-12-12
HENNESSY ADVISORS INC
ShelfEffectiveCIK 1145255
 S-3Shelf registered0001571049-17-008691
2017-12-11
Smart Sand, Inc.
ShelfEffectiveCIK 1529628
 S-3Shelf registered0001193125-17-366364
2017-12-11
Ashford Inc.
ShelfEffectiveCIK 1604738
 S-3Shelf registered0001104659-17-072751
2017-12-08
SOCIAL REALITY, Inc.
ShelfEffectiveCIK 1538217
 S-3Shelf registered0001553350-17-001352
2017-12-08
GOLDEN QUEEN MINING CO LTD
ShelfEffectiveCIK 1025362
 S-3Shelf registered0001279569-17-002361
2017-12-08
Eiger BioPharmaceuticals, Inc.
ShelfEffectiveCIK 1305253
 S-3Shelf registered0001193125-17-365072
2017-12-08
Skyline Medical Inc.
ShelfEffectiveCIK 1446159
 S-3Shelf registered0001171843-17-007556
2017-12-08
Aevi Genomic Medicine, Inc.
ShelfEffectiveCIK 1138776
 S-3Shelf registered0001144204-17-062875
2017-12-08
JAKKS PACIFIC INC
ShelfEffectiveCIK 1009829
 S-3Shelf registered0001144204-17-062828
2017-12-08
LEAP THERAPEUTICS, INC.
ShelfEffectiveCIK 1509745
 S-3Shelf registered0001047469-17-007570
2017-12-07
Primo Water Corp
ShelfEffectiveCIK 1365101
 S-3Shelf registered0001437749-17-020325
2017-12-06
MARINEMAX INC
ShelfEffectiveCIK 1057060
 S-3Shelf registered0001193125-17-362830
2017-12-06
BUCKEYE PARTNERS, L.P.
ShelfEffectiveCIK 805022
 S-3Shelf registered0001193125-17-362118
2017-12-06
ARQULE INC
ShelfEffectiveCIK 1019695
 S-3Shelf registered0001144204-17-062637
2017-12-06
Emerge Energy Services LP
ShelfEffectiveCIK 1555177
 S-3Shelf registered0001047469-17-007505
2017-12-05
Kush Bottles, Inc.
ShelfEffectiveCIK 1604627
 S-3Shelf registered0001511164-17-000742
2017-12-05
ATLANTIC POWER CORP
ShelfEffectiveCIK 1419242
 S-3Shelf registered0001047469-17-007442
2017-12-05
DAKTRONICS INC /SD/
ShelfEffectiveCIK 915779
 S-3Shelf registered0000915779-17-000126
2017-12-04
HINES GLOBAL INCOME TRUST, INC.
ShelfEffectiveCIK 1585101
 S-3Shelf registered0001585101-17-000101
2017-12-04
DIGITAL POWER CORP
ShelfEffectiveCIK 896493
 S-3Shelf registered0001437749-17-020136
2017-12-04
Apollo Endosurgery, Inc.
ShelfEffectiveCIK 1251769
 S-3Shelf registered0001251769-17-000077
2017-12-01
Chanticleer Holdings, Inc.
ShelfEffectiveCIK 1106838
 S-3Shelf registered0001493152-17-014030
2017-12-01
CHINA RECYCLING ENERGY CORP
ShelfEffectiveCIK 721693
 S-3Shelf registered0001213900-17-012854
2017-12-01
Wheeler Real Estate Investment Trust, Inc.
ShelfEffectiveCIK 1527541
 S-3Shelf registered0001193125-17-359102
2017-12-01
Heritage Insurance Holdings, Inc.
ShelfEffectiveCIK 1598665
 S-3Shelf registered0001193125-17-358894
2017-12-01
Paratek Pharmaceuticals, Inc.
ShelfEffectiveCIK 1178711
 S-3Shelf registered0001193125-17-357629
2017-12-01
INNOVATIVE INDUSTRIAL PROPERTIES INC
ShelfEffectiveCIK 1677576
 S-3Shelf registered0001144204-17-061979
2017-12-01
Ocean Power Technologies, Inc.
ShelfEffectiveCIK 1378140
 S-3Shelf registered0001144204-17-061940
2017-12-01
PLAINS ALL AMERICAN PIPELINE LP
ShelfEffectiveCIK 1070423
 S-3Shelf registered0001047469-17-007381
2017-11-30
Atlas Financial Holdings, Inc.
ShelfEffectiveCIK 1539894
 S-3Shelf registered0001539894-17-000055
2017-11-30
AVEO PHARMACEUTICALS INC
ShelfEffectiveCIK 1325879
 S-3Shelf registered0001193125-17-357512
2017-11-30
GETTY REALTY CORP /MD/
ShelfEffectiveCIK 1052752
 S-3Shelf registered0001193125-17-357448
2017-11-29
MERIDIAN BIOSCIENCE INC
ShelfEffectiveCIK 794172
 S-3Shelf registered0001193125-17-354881
2017-11-27
INSIGNIA SYSTEMS INC/MN
ShelfEffectiveCIK 875355
 S-3Shelf registered0001654954-17-011060
2017-11-22
B. Riley Financial, Inc.
ShelfEffectiveCIK 1464790
 S-3Shelf registered0001615774-17-006952
2017-11-22
Cherry Hill Mortgage Investment Corp
ShelfEffectiveCIK 1571776
 S-3Shelf registered0001567619-17-002387
2017-11-22
AYTU BIOSCIENCE, INC
ShelfEffectiveCIK 1385818
 S-3Shelf registered0001213900-17-012517
2017-11-22
Meridian Waste Solutions, Inc.
ShelfEffectiveCIK 949721
 S-3Shelf registered0001213900-17-012515
2017-11-22
CohBar, Inc.
ShelfEffectiveCIK 1522602
 S-3Shelf registered0001213900-17-012510
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