Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-04 06:30 UTC · latest filing day 2026-11-03

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FiledCompanyFilingAccession
2017-03-24
LAKELAND INDUSTRIES INC
ShelfEffectiveCIK 798081
 S-3Shelf registered0001144204-17-016556
2017-03-22
Enphase Energy, Inc.
ShelfEffectiveCIK 1463101
 S-3Shelf registered0001463101-17-000031
2017-03-21
Cannabics Pharmaceuticals Inc.
ShelfEffectiveCIK 1343009
 S-3Shelf registered0001683168-17-000616
2017-03-21
Daseke, Inc.
ShelfEffectiveCIK 1642453
 S-3Shelf registered0001047469-17-001851
2017-03-21
FIRST MID ILLINOIS BANCSHARES INC
ShelfEffectiveCIK 700565
 S-3Shelf registered0000700565-17-000015
2017-03-20
United States Brent Oil Fund, LP
ShelfEffectiveCIK 1472494
 S-3Shelf registered0001171200-17-000116
2017-03-20
United States 12 Month Oil Fund, LP
ShelfEffectiveCIK 1405528
 S-3Shelf registered0001171200-17-000115
2017-03-20
T2 Biosystems, Inc.
ShelfEffectiveCIK 1492674
 S-3Shelf registered0001104659-17-018047
2017-03-17
B. Riley Financial, Inc.
ShelfEffectiveCIK 1464790
 S-3Shelf registered0001615774-17-001114
2017-03-17
Moxian, Inc.
ShelfWithdrawnCIK 1516805
 S-3Shelf registered0001571049-17-002574
2017-03-17
NORTHWEST PIPE CO
ShelfEffectiveCIK 1001385
 S-3Shelf registered0001437749-17-004831
2017-03-17
AEHR TEST SYSTEMS
ShelfEffectiveCIK 1040470
 S-3Shelf registered0001437749-17-004817
2017-03-17
On Deck Capital, Inc.
ShelfWithdrawnCIK 1420811
 S-3Shelf registered0001420811-17-000030
2017-03-17
ViewRay, Inc.
ShelfEffectiveCIK 1597313
 S-3Shelf registered0001193125-17-087337
2017-03-17
AXA EQUITABLE LIFE INSURANCE CO
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-17-086765
2017-03-17
AXA EQUITABLE LIFE INSURANCE CO
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-17-086703
2017-03-17
AXA EQUITABLE LIFE INSURANCE CO
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-17-086427
2017-03-17
ALBANY MOLECULAR RESEARCH INC
ShelfEffectiveCIK 1065087
 S-3Shelf registered0001144204-17-015306
2017-03-17
Armada Hoffler Properties, Inc.
ShelfEffectiveCIK 1569187
 S-3Shelf registered0001047469-17-001744
2017-03-17
SWIFT ENERGY CO
ShelfEffectiveCIK 351817
 S-3Shelf registered0000351817-17-000020
2017-03-16
Actinium Pharmaceuticals, Inc.
ShelfEffectiveCIK 1388320
 S-3Shelf registered0001213900-17-002475
2017-03-16
PENN VIRGINIA CORP
ShelfEffectiveCIK 77159
 S-3Shelf registered0001193125-17-085567
2017-03-16
PENN VIRGINIA HOLDING CORP
ShelfEffectiveCIK 1263793
 S-3Shelf registered0001193125-17-085567
2017-03-16
PENN VIRGINIA OIL & GAS CORP
ShelfEffectiveCIK 1263795
 S-3Shelf registered0001193125-17-085567
2017-03-16
Penn Virginia Resource Holdings Corp.
ShelfEffectiveCIK 1318541
 S-3Shelf registered0001193125-17-085567
2017-03-16
Penn Virginia MC Energy L.L.C.
ShelfEffectiveCIK 1403375
 S-3Shelf registered0001193125-17-085567
2017-03-16
Penn Virginia MC CORP
ShelfEffectiveCIK 1403376
 S-3Shelf registered0001193125-17-085567
2017-03-16
Penn Virginia MC Operating CO L.L.C.
ShelfEffectiveCIK 1403377
 S-3Shelf registered0001193125-17-085567
2017-03-16
Penn Virginia Oil & Gas LP LLC
ShelfEffectiveCIK 1403379
 S-3Shelf registered0001193125-17-085567
2017-03-16
Penn Virginia Oil & Gas GP LLC
ShelfEffectiveCIK 1403380
 S-3Shelf registered0001193125-17-085567
2017-03-16
Penn Virginia Oil & Gas, L.P.
ShelfEffectiveCIK 1403381
 S-3Shelf registered0001193125-17-085567
2017-03-16
Penn Virginia MC Gathering Co L.L.C.
ShelfEffectiveCIK 1701025
 S-3Shelf registered0001193125-17-085567
2017-03-16
BBX Capital Corp
ShelfEffectiveCIK 315858
 S-3Shelf registered0001193125-17-085522
2017-03-16
HISTOGENICS CORP
ShelfEffectiveCIK 1372299
 S-3Shelf registered0001193125-17-085407
2017-03-16
NN INC
ShelfEffectiveCIK 918541
 S-3Shelf registered0001193125-17-085359
2017-03-16
Seres Therapeutics, Inc.
ShelfEffectiveCIK 1609809
 S-3Shelf registered0001193125-17-085007
2017-03-16
Trinity Place Holdings Inc.
ShelfEffectiveCIK 724742
 S-3Shelf registered0001144204-17-015139
2017-03-16
LADENBURG THALMANN FINANCIAL SERVICES INC.
ShelfEffectiveCIK 1029730
 S-3Shelf registered0001029730-17-000007
2017-03-15
Neonode, Inc
ShelfEffectiveCIK 87050
 S-3Shelf registered0001213900-17-002324
2017-03-15
NexPoint Residential Trust, Inc.
ShelfEffectiveCIK 1620393
 S-3Shelf registered0001193125-17-082370
2017-03-15
uniQure N.V.
ShelfEffectiveCIK 1590560
 S-3Shelf registered0001104659-17-016458
2017-03-14
CUI Global, Inc.
ShelfEffectiveCIK 1108967
 S-3Shelf registered0001144204-17-014365
2017-03-13
Staffing 360 Solutions, Inc.
ShelfEffectiveCIK 1499717
 S-3Shelf registered0001193125-17-080564
2017-03-13
Commerce Union Bancshares, Inc.
ShelfEffectiveCIK 1606440
 S-3Shelf registered0001193125-17-080458
2017-03-13
CORCEPT THERAPEUTICS INC
ShelfEffectiveCIK 1088856
 S-3Shelf registered0001193125-17-080408
2017-03-13
Cara Therapeutics, Inc.
ShelfEffectiveCIK 1346830
 S-3Shelf registered0001193125-17-080383
2017-03-13
BioScrip, Inc.
ShelfEffectiveCIK 1014739
 S-3Shelf registered0001144204-17-014091
2017-03-13
BioScrip, Inc.
ShelfEffectiveCIK 1014739
 S-3Shelf registered0001144204-17-014090
2017-03-10
ONE LIBERTY PROPERTIES INC
ShelfEffectiveCIK 712770
 S-3Shelf registered0001567619-17-000426
2017-03-10
EnteroMedics Inc
ShelfEffectiveCIK 1371217
 S-3Shelf registered0001558370-17-001599
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