Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-04 06:30 UTC · latest filing day 2026-11-03

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FiledCompanyFilingAccession
2017-02-15
AXA EQUITABLE LIFE INSURANCE CO
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-17-045354
2017-02-15
ASURE SOFTWARE INC
ShelfEffectiveCIK 884144
 S-3Shelf registered0001185185-17-000365
2017-02-14
FIRST BANCORP /NC/
ShelfEffectiveCIK 811589
 S-3Shelf registered0001174947-17-000183
2017-02-14
Viking Therapeutics, Inc.
ShelfEffectiveCIK 1607678
 S-3Shelf registered0000950123-17-002515
2017-02-13
WEATHERFORD INTERNATIONAL LLC /NEW/
ShelfEffectiveCIK 32908
 S-3Shelf registered0001193125-17-040410
2017-02-13
WEATHERFORD INTERNATIONAL LTD
ShelfEffectiveCIK 1170565
 S-3Shelf registered0001193125-17-040410
2017-02-13
Weatherford International plc
ShelfEffectiveCIK 1603923
 S-3Shelf registered0001193125-17-040410
2017-02-10
Advaxis, Inc.
ShelfEffectiveCIK 1100397
 S-3Shelf registered0001493152-17-001337
2017-02-10
EASTMAN KODAK CO
ShelfWithdrawnCIK 31235
 S-3Shelf registered0001193125-17-038401
2017-02-10
XCel Brands, Inc.
ShelfEffectiveCIK 1083220
 S-3Shelf registered0001144204-17-007466
2017-02-10
xG TECHNOLOGY, INC.
ShelfEffectiveCIK 1565228
 S-3Shelf registered0001144204-17-007209
2017-02-09
Real Goods Solar, Inc.
ShelfEffectiveCIK 1425565
 S-3Shelf registered0001571049-17-001175
2017-02-08
Energy Transfer Equity, L.P.
ShelfEffectiveCIK 1276187
 S-3Shelf registered0001193125-17-034800
2017-02-08
CNX Coal Resources LP
ShelfEffectiveCIK 1637558
 S-3Shelf registered0001193125-17-034624
2017-02-08
CNX Coal Finance Corp.
ShelfEffectiveCIK 1697473
 S-3Shelf registered0001193125-17-034624
2017-02-08
CNX Operating LLC
ShelfEffectiveCIK 1697475
 S-3Shelf registered0001193125-17-034624
2017-02-08
CNX Thermal Holdings LLC
ShelfEffectiveCIK 1697476
 S-3Shelf registered0001193125-17-034624
2017-02-08
Bioptix, Inc.
ShelfWithdrawnCIK 1167419
 S-3Shelf registered0001079973-17-000088
2017-02-07
ProShares Trust II
ShelfEffectiveCIK 1415311
 S-3Shelf registered0001193125-17-033056
2017-02-06
Energy Transfer Equity, L.P.
ShelfEffectiveCIK 1276187
 S-3Shelf registered0001193125-17-030934
2017-02-06
RING ENERGY, INC.
ShelfEffectiveCIK 1384195
 S-3Shelf registered0001144204-17-006165
2017-02-03
US ENERGY CORP
ShelfWithdrawnCIK 101594
 S-3Shelf registered0001615774-17-000366
2017-02-03
TearLab Corp
ShelfEffectiveCIK 1299139
 S-3Shelf registered0001493152-17-001101
2017-02-03
EZCORP INC
ShelfWithdrawnCIK 876523
 S-3Shelf registered0000876523-17-000015
2017-02-02
Black Stone Minerals, L.P.
ShelfEffectiveCIK 1621434
 S-3Shelf registered0001193125-17-027910
2017-02-01
DIGITAL POWER CORP
ShelfEffectiveCIK 896493
 S-3Shelf registered0001437749-17-001461
2017-01-31
DIGITAL POWER CORP
ShelfEffectiveCIK 896493
 S-3Shelf registered0001437749-17-001383
2017-01-30
ViewRay, Inc.
ShelfEffectiveCIK 1597313
 S-3Shelf registered0001193125-17-023860
2017-01-30
CHEMBIO DIAGNOSTICS, INC.
ShelfEffectiveCIK 1092662
 S-3Shelf registered0001092662-17-000011
2017-01-30
FS Bancorp, Inc.
ShelfEffectiveCIK 1530249
 S-3Shelf registered0000939057-17-000035
2017-01-27
SOCIAL REALITY, Inc.
ShelfEffectiveCIK 1538217
 S-3Shelf registered0001553350-17-000114
2017-01-27
HOULIHAN LOKEY, INC.
ShelfEffectiveCIK 1302215
 S-3Shelf registered0001193125-17-022105
2017-01-27
SMITH MICRO SOFTWARE INC
ShelfEffectiveCIK 948708
 S-3Shelf registered0001193125-17-021864
2017-01-27
CRIMSON EXPLORATION INC.
ShelfEffectiveCIK 813779
 S-3Shelf registered0001193125-17-021862
2017-01-27
CONTANGO OIL & GAS CO
ShelfEffectiveCIK 1071993
 S-3Shelf registered0001193125-17-021862
2017-01-27
Contango Energy CO
ShelfEffectiveCIK 1436080
 S-3Shelf registered0001193125-17-021862
2017-01-27
CRIMSON EXPLORATION OPERATING, INC.
ShelfEffectiveCIK 1550972
 S-3Shelf registered0001193125-17-021862
2017-01-27
CONTANGO ALTA INVESTMENTS, INC.
ShelfEffectiveCIK 1596239
 S-3Shelf registered0001193125-17-021862
2017-01-27
CONTANGO OPERATORS, INC
ShelfEffectiveCIK 1596374
 S-3Shelf registered0001193125-17-021862
2017-01-27
CONTERRA CO
ShelfEffectiveCIK 1596376
 S-3Shelf registered0001193125-17-021862
2017-01-27
CONTARO CO
ShelfEffectiveCIK 1596378
 S-3Shelf registered0001193125-17-021862
2017-01-27
CONTANGO VENTURE CAPITAL CORP
ShelfEffectiveCIK 1596386
 S-3Shelf registered0001193125-17-021862
2017-01-27
CONTANGO MINING Co
ShelfEffectiveCIK 1596470
 S-3Shelf registered0001193125-17-021862
2017-01-27
CONTANGO ROCKY MOUNTAIN INC
ShelfEffectiveCIK 1642326
 S-3Shelf registered0001193125-17-021862
2017-01-27
NeuroMetrix, Inc.
ShelfEffectiveCIK 1289850
 S-3Shelf registered0001144204-17-004345
2017-01-27
Cryoport, Inc.
ShelfEffectiveCIK 1124524
 S-3Shelf registered0001144204-17-004261
2017-01-27
DYNATRONICS CORP
ShelfEffectiveCIK 720875
 S-3Shelf registered0001096906-17-000054
2017-01-27
OGLETHORPE POWER CORP
ShelfWithdrawnCIK 788816
 S-3Shelf registered0001047469-17-000395
2017-01-26
Celldex Therapeutics, Inc.
ShelfEffectiveCIK 744218
 S-3Shelf registered0001104659-17-004287
2017-01-25
WPCS INTERNATIONAL INC
ShelfEffectiveCIK 1086745
 S-3Shelf registered0001144204-17-003777
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