Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-04 06:30 UTC · latest filing day 2026-11-03

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FiledCompanyFilingAccession
2016-12-30
Biostar Pharmaceuticals, Inc.
ShelfEffectiveCIK 1418133
 S-3Shelf registered0001185185-16-006007
2016-12-30
22nd Century Group, Inc.
ShelfEffectiveCIK 1347858
 S-3Shelf registered0001144204-16-141965
2016-12-30
NOVAVAX INC
ShelfEffectiveCIK 1000694
 S-3Shelf registered0001144204-16-141956
2016-12-30
Axovant Sciences Ltd.
ShelfEffectiveCIK 1636050
 S-3Shelf registered0001104659-16-164590
2016-12-28
AXA EQUITABLE LIFE INSURANCE CO
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-16-804872
2016-12-28
ENTERPRISE FINANCIAL SERVICES CORP
ShelfEffectiveCIK 1025835
 S-3Shelf registered0001025835-16-000226
2016-12-27
Pingtan Marine Enterprise Ltd.
ShelfEffectiveCIK 1517130
 S-3Shelf registered0001213900-16-019726
2016-12-23
FUSION TELECOMMUNICATIONS INTERNATIONAL INC
ShelfWithdrawnCIK 1071411
 S-3Shelf registered0001654954-16-005092
2016-12-23
CAROLINA FINANCIAL CORP
ShelfEffectiveCIK 870385
 S-3Shelf registered0001552781-16-002178
2016-12-23
Chatham Lodging Trust
ShelfEffectiveCIK 1476045
 S-3Shelf registered0001476045-16-000150
2016-12-23
Chatham Lodging Trust
ShelfWithdrawnCIK 1476045
 S-3Shelf registered0001476045-16-000149
2016-12-23
Helios & Matheson Analytics Inc.
ShelfEffectiveCIK 1040792
 S-3Shelf registered0001437749-16-043747
2016-12-23
CATALYST PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1369568
 S-3Shelf registered0001193125-16-803238
2016-12-23
Arbutus Biopharma Corp
ShelfEffectiveCIK 1447028
 S-3Shelf registered0001193125-16-802728
2016-12-23
HELIUS MEDICAL TECHNOLOGIES, INC.
ShelfEffectiveCIK 1610853
 S-3Shelf registered0001193125-16-802497
2016-12-23
AMYRIS, INC.
ShelfEffectiveCIK 1365916
 S-3Shelf registered0001171843-16-013774
2016-12-23
Lion Biotechnologies, Inc.
ShelfEffectiveCIK 1425205
 S-3Shelf registered0001144204-16-141279
2016-12-22
OLD LINE BANCSHARES INC
ShelfEffectiveCIK 1253317
 S-3Shelf registered0001654954-16-005065
2016-12-22
Investar Holding Corp
ShelfEffectiveCIK 1602658
 S-3Shelf registered0001564590-16-030409
2016-12-22
NTN BUZZTIME INC
ShelfEffectiveCIK 748592
 S-3Shelf registered0001493152-16-016155
2016-12-22
EMAGIN CORP
ShelfEffectiveCIK 1046995
 S-3Shelf registered0001213900-16-019623
2016-12-22
Cobalt International Energy, L.P.
ShelfEffectiveCIK 1470808
 S-3Shelf registered0001193125-16-802315
2016-12-22
Cobalt International Energy, Inc.
ShelfEffectiveCIK 1471261
 S-3Shelf registered0001193125-16-802315
2016-12-22
Cobalt GOM #1 LLC
ShelfEffectiveCIK 1692597
 S-3Shelf registered0001193125-16-802315
2016-12-22
Cobalt GOM #2 LLC
ShelfEffectiveCIK 1692599
 S-3Shelf registered0001193125-16-802315
2016-12-22
Cobalt GOM LLC
ShelfEffectiveCIK 1692607
 S-3Shelf registered0001193125-16-802315
2016-12-22
Cobalt International Energy GP, LLC
ShelfEffectiveCIK 1692609
 S-3Shelf registered0001193125-16-802315
2016-12-22
VIRTUS INVESTMENT PARTNERS, INC.
ShelfEffectiveCIK 883237
 S-3Shelf registered0001193125-16-802309
2016-12-22
ALBIREO PHARMA, INC.
ShelfEffectiveCIK 1322505
 S-3Shelf registered0001193125-16-802055
2016-12-22
CYTRX CORP
ShelfEffectiveCIK 799698
 S-3Shelf registered0001193125-16-801678
2016-12-22
TAPIMMUNE INC
ShelfEffectiveCIK 1094038
 S-3Shelf registered0001144204-16-140950
2016-12-22
General Moly, Inc
ShelfEffectiveCIK 1275229
 S-3Shelf registered0001104659-16-163419
2016-12-22
RAVE RESTAURANT GROUP, INC.
ShelfEffectiveCIK 718332
 S-3Shelf registered0001010549-16-000873
2016-12-21
DIGITAL POWER CORP
ShelfEffectiveCIK 896493
 S-3Shelf registered0001437749-16-043662
2016-12-21
Oxford Immunotec Global PLC
ShelfEffectiveCIK 1586049
 S-3Shelf registered0001437749-16-043660
2016-12-21
Five Oaks Investment Corp.
ShelfEffectiveCIK 1547546
 S-3Shelf registered0001144204-16-140700
2016-12-20
KalVista Pharmaceuticals, Inc.
ShelfEffectiveCIK 1348911
 S-3Shelf registered0001193125-16-797808
2016-12-20
MITEK SYSTEMS INC
ShelfEffectiveCIK 807863
 S-3Shelf registered0001193125-16-797619
2016-12-20
BIO-PATH HOLDINGS INC
ShelfEffectiveCIK 1133818
 S-3Shelf registered0001144204-16-140552
2016-12-20
IMPAC MORTGAGE HOLDINGS INC
ShelfEffectiveCIK 1000298
 S-3Shelf registered0001047469-16-017269
2016-12-20
ACXIOM CORP
ShelfEffectiveCIK 733269
 S-3Shelf registered0000733269-16-000096
2016-12-19
Horizon Global Corp
ShelfEffectiveCIK 1637655
 S-3Shelf registered0001193125-16-797381
2016-12-19
PEAPACK GLADSTONE FINANCIAL CORP
ShelfEffectiveCIK 1050743
 S-3Shelf registered0001144204-16-140273
2016-12-16
MVB FINANCIAL CORP
ShelfEffectiveCIK 1277902
 S-3Shelf registered0001277902-16-000093
2016-12-16
OOMA INC
ShelfEffectiveCIK 1327688
 S-3Shelf registered0001193125-16-795930
2016-12-16
CYTOKINETICS INC
ShelfEffectiveCIK 1061983
 S-3Shelf registered0001193125-16-795910
2016-12-16
REGENXBIO Inc.
ShelfEffectiveCIK 1590877
 S-3Shelf registered0001193125-16-795908
2016-12-16
YRC Worldwide Inc.
ShelfEffectiveCIK 716006
 S-3Shelf registered0001193125-16-795846
2016-12-16
CONE Midstream Partners LP
ShelfEffectiveCIK 1610418
 S-3Shelf registered0001193125-16-795766
2016-12-16
CONE Midstream DevCo I LP
ShelfEffectiveCIK 1692059
 S-3Shelf registered0001193125-16-795766
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