Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-10-30 06:30 UTC · latest filing day 2026-10-29

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FiledCompanyFilingAccession
2023-09-22
VanEck Merk Gold Trust
ShelfEffectiveCIK 1546652
 S-3Shelf registered0001213900-23-078666
2023-09-22
LPL HOLDINGS INC
ShelfEffectiveCIK 1139097
 S-3Shelf registered0001193125-23-240062
2023-09-22
LPL Financial Holdings Inc.
ShelfEffectiveCIK 1397911
 S-3Shelf registered0001193125-23-240062
2023-09-22
LPL Capital Partners, Inc.
ShelfDormantCIK 1992904
 S-3Shelf registered0001193125-23-240062
2023-09-22
LPL Insurance Associates, Inc.
ShelfDormantCIK 1992911
 S-3Shelf registered0001193125-23-240062
2023-09-22
First Wave BioPharma, Inc.
ShelfEffectiveCIK 1604191
 S-3Shelf registered0001104659-23-102908
2023-09-21
Aquestive Therapeutics, Inc.
ShelfEffectiveCIK 1398733
 S-3Shelf registered0001140361-23-044636
2023-09-21
COMPASS MINERALS INTERNATIONAL INC
ShelfEffectiveCIK 1227654
 S-3Shelf registered0001104659-23-102825
2023-09-19
ESSA Pharma Inc.
ShelfEffectiveCIK 1633932
 S-3Shelf registered0001104659-23-101942
2023-09-18
indie Semiconductor, Inc.
ShelfEffectiveCIK 1841925
 S-3Shelf registered0001213900-23-077373
2023-09-18
Heart Test Laboratories, Inc.
ShelfEffectiveCIK 1468492
 S-3Shelf registered0001193125-23-236506
2023-09-18
Ampio Pharmaceuticals, Inc.
ShelfEffectiveCIK 1411906
 S-3Shelf registered0001104659-23-101611
2023-09-15
J.Jill, Inc.
ShelfEffectiveCIK 1687932
 S-3Shelf registered0001193125-23-236187
2023-09-15
SEELOS THERAPEUTICS, INC.
ShelfEffectiveCIK 1017491
 S-3Shelf registered0001104659-23-101185
2023-09-15
AEye, Inc.
ShelfEffectiveCIK 1818644
 S-3Shelf registered0000947871-23-000937
2023-09-14
AMERICAN BATTERY TECHNOLOGY Co
ShelfEffectiveCIK 1576873
 S-3Shelf registered0001493152-23-032681
2023-09-14
ALERUS FINANCIAL CORP
ShelfEffectiveCIK 903419
 S-3Shelf registered0001104659-23-100778
2023-09-14
Heritage Global Inc.
ShelfEffectiveCIK 849145
 S-3Shelf registered0000950170-23-048205
2023-09-13
My Size, Inc.
ShelfEffectiveCIK 1211805
 S-3Shelf registered0001493152-23-032484
2023-09-13
ATHERSYS, INC / NEW
ShelfEffectiveCIK 1368148
 S-3Shelf registered0001437749-23-025789
2023-09-12
NanoVibronix, Inc.
ShelfEffectiveCIK 1326706
 S-3Shelf registered0001493152-23-032353
2023-09-11
FingerMotion, Inc.
ShelfEffectiveCIK 1602409
 S-3Shelf registered0001520138-23-000380
2023-09-11
Real Good Food Company, Inc.
ShelfEffectiveCIK 1871149
 S-3Shelf registered0001193125-23-232033
2023-09-08
COMPASS Pathways plc
ShelfEffectiveCIK 1816590
 S-3Shelf registered0001816590-23-000110
2023-09-08
Grove Collaborative Holdings, Inc.
ShelfEffectiveCIK 1841761
 S-3Shelf registered0001628280-23-031862
2023-09-08
AYRO, Inc.
ShelfEffectiveCIK 1086745
 S-3Shelf registered0001493152-23-032135
2023-09-08
ISUN, INC.
ShelfDormantCIK 1634447
 S-3Shelf registered0001493152-23-032094
2023-09-08
Astra Space, Inc.
ShelfEffectiveCIK 1814329
 S-3Shelf registered0001193125-23-231587
2023-09-08
UroGen Pharma Ltd.
ShelfEffectiveCIK 1668243
 S-3Shelf registered0001193125-23-231552
2023-09-08
Rekor Systems, Inc.
ShelfEffectiveCIK 1697851
 S-3Shelf registered0001193125-23-231528
2023-09-08
HCI Group, Inc.
ShelfEffectiveCIK 1400810
 S-3Shelf registered0000950170-23-047282
2023-09-08
WASHINGTON TRUST BANCORP INC
ShelfEffectiveCIK 737468
 S-3Shelf registered0000737468-23-000037
2023-09-07
Delek Logistics Partners, LP
ShelfEffectiveCIK 1552797
 S-3Shelf registered0001193125-23-230760
2023-09-07
FiscalNote Holdings, Inc.
ShelfEffectiveCIK 1823466
 S-3Shelf registered0001193125-23-230717
2023-09-07
PLAINS GP HOLDINGS LP
ShelfEffectiveCIK 1581990
 S-3Shelf registered0001104659-23-098992
2023-09-06
Redwire Corp
ShelfEffectiveCIK 1819810
 S-3Shelf registered0001628280-23-031562
2023-09-06
Wag! Group Co.
ShelfEffectiveCIK 1842356
 S-3Shelf registered0001628280-23-031557
2023-09-06
BitNile Metaverse, Inc.
ShelfEffectiveCIK 1437491
 S-3Shelf registered0001214659-23-012106
2023-09-05
Rubicon Technologies, Inc.
ShelfEffectiveCIK 1862068
 S-3Shelf registered0001829126-23-005921
2023-09-01
LUXURBAN HOTELS INC.
ShelfEffectiveCIK 1893311
 S-3Shelf registered0001829126-23-005856
2023-09-01
LUXURBAN HOTELS INC.
ShelfEffectiveCIK 1893311
 S-3Shelf registered0001829126-23-005855
2023-09-01
ALX ONCOLOGY HOLDINGS INC
ShelfEffectiveCIK 1810182
 S-3Shelf registered0001193125-23-227645
2023-09-01
Tango Therapeutics, Inc.
ShelfEffectiveCIK 1819133
 S-3Shelf registered0001193125-23-226862
2023-09-01
Ramaco Resources, Inc.
ShelfEffectiveCIK 1687187
 S-3Shelf registered0001104659-23-097811
2023-09-01
Cyclacel Pharmaceuticals, Inc.
ShelfEffectiveCIK 1130166
 S-3Shelf registered0001104659-23-097753
2023-09-01
EMPIRE PETROLEUM CORP
ShelfEffectiveCIK 887396
 S-3Shelf registered0001072613-23-000451
2023-08-31
MoonLake Immunotherapeutics
ShelfEffectiveCIK 1821586
 S-3Shelf registered0001628280-23-031149
2023-08-31
Greenwave Technology Solutions, Inc.
ShelfFinal prospectusCIK 1589149
 S-3Shelf registered0001493152-23-031220
2023-08-30
SOLIGENIX, INC.
ShelfEffectiveCIK 812796
 S-3Shelf registered0001558370-23-015347
2023-08-30
PIONEER POWER SOLUTIONS, INC.
ShelfEffectiveCIK 1449792
 S-3Shelf registered0001493152-23-030665
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