Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-01 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2022-03-29
Avinger Inc
ShelfEffectiveCIK 1506928
 S-3Shelf registered0001437749-22-007492
2022-03-29
Avinger Inc
ShelfEffectiveCIK 1506928
 S-3Shelf registered0001437749-22-007491
2022-03-29
4D Molecular Therapeutics Inc.
ShelfEffectiveCIK 1650648
 S-3Shelf registered0001193125-22-087325
2022-03-29
Comstock Mining Inc.
ShelfEffectiveCIK 1120970
 S-3Shelf registered0001120970-22-000026
2022-03-29
Armata Pharmaceuticals, Inc.
ShelfEffectiveCIK 921114
 S-3Shelf registered0001104659-22-039446
2022-03-28
Exela Technologies, Inc.
ShelfEffectiveCIK 1620179
 S-3Shelf registered0001104659-22-038866
2022-03-28
MULLEN AUTOMOTIVE INC.
ShelfFinal prospectusCIK 1499961
 S-3Shelf registered0001104659-22-038322
2022-03-25
Greenwich LifeSciences, Inc.
ShelfEffectiveCIK 1799788
 S-3Shelf registered0001493152-22-007755
2022-03-25
ALX ONCOLOGY HOLDINGS INC
ShelfEffectiveCIK 1810182
 S-3Shelf registered0001193125-22-085234
2022-03-24
Landos Biopharma, Inc.
ShelfWithdrawnCIK 1785345
 S-3Shelf registered0001193125-22-084033
2022-03-24
Aptinyx Inc.
ShelfWithdrawnCIK 1674365
 S-3Shelf registered0001104659-22-037319
2022-03-24
ARROW FINANCIAL CORP
ShelfEffectiveCIK 717538
 S-3Shelf registered0000717538-22-000087
2022-03-22
GraniteShares Gold Trust
ShelfEffectiveCIK 1690437
 S-3Shelf registered0001493152-22-007470
2022-03-21
Luminar Technologies, Inc./DE
ShelfEffectiveCIK 1758057
 S-3Shelf registered0001628280-22-006788
2022-03-21
Equitable Financial Life Insurance Co
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-22-080429
2022-03-21
EQUITABLE FINANCIAL LIFE INSURANCE CO OF AMERICA
ShelfEffectiveCIK 835357
 S-3Shelf registered0001193125-22-080419
2022-03-21
HOLLY ENERGY PARTNERS LP
ShelfEffectiveCIK 1283140
 S-3Shelf registered0001193125-22-079664
2022-03-18
BATTALION OIL CORP
ShelfWithdrawnCIK 1282648
 S-3Shelf registered0001558370-22-003937
2022-03-18
ASENSUS SURGICAL, INC.
ShelfEffectiveCIK 876378
 S-3Shelf registered0001437749-22-006751
2022-03-18
PALISADE BIO, INC.
ShelfEffectiveCIK 1357459
 S-3Shelf registered0001193125-22-079570
2022-03-18
TEAM INC
ShelfEffectiveCIK 318833
 S-3Shelf registered0001193125-22-079565
2022-03-18
PALISADE BIO, INC.
ShelfEffectiveCIK 1357459
 S-3Shelf registered0001193125-22-079558
2022-03-18
Decibel Therapeutics, Inc.
ShelfEffectiveCIK 1656536
 S-3Shelf registered0001193125-22-078944
2022-03-18
Virios Therapeutics, Inc.
ShelfFinal prospectusCIK 1818844
 S-3Shelf registered0001104659-22-035569
2022-03-16
Tracon Pharmaceuticals, Inc.
ShelfEffectiveCIK 1394319
 S-3Shelf registered0001564590-22-010503
2022-03-16
SHIFT TECHNOLOGIES, INC.
ShelfEffectiveCIK 1762322
 S-3Shelf registered0001213900-22-012957
2022-03-16
Purple Innovation, Inc.
ShelfEffectiveCIK 1643953
 S-3Shelf registered0001193125-22-077341
2022-03-16
Talis Biomedical Corp
ShelfWithdrawnCIK 1584751
 S-3Shelf registered0001193125-22-076452
2022-03-16
Dream Finders Homes, Inc.
ShelfEffectiveCIK 1825088
 S-3Shelf registered0001140361-22-009766
2022-03-16
LANDS' END, INC.
ShelfEffectiveCIK 799288
 S-3Shelf registered0001104659-22-034276
2022-03-16
Nemaura Medical Inc.
ShelfEffectiveCIK 1602078
 S-3Shelf registered0001079973-22-000278
2022-03-15
Adicet Bio, Inc.
ShelfEffectiveCIK 1720580
 S-3Shelf registered0001564590-22-010479
2022-03-15
aTYR PHARMA INC
ShelfEffectiveCIK 1339970
 S-3Shelf registered0001564590-22-010472
2022-03-15
Unity Biotechnology, Inc.
ShelfEffectiveCIK 1463361
 S-3Shelf registered0001564590-22-010418
2022-03-15
Lazard Group LLC
ShelfEffectiveCIK 1326141
 S-3Shelf registered0001193125-22-076153
2022-03-15
Sensei Biotherapeutics, Inc.
ShelfEffectiveCIK 1829802
 S-3Shelf registered0001193125-22-076072
2022-03-15
AIRGAIN INC
ShelfEffectiveCIK 1272842
 S-3Shelf registered0001193125-22-076057
2022-03-15
Equitable Financial Life Insurance Co
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-22-075451
2022-03-15
Shattuck Labs, Inc.
ShelfEffectiveCIK 1680367
 S-3Shelf registered0001193125-22-075336
2022-03-15
United States Natural Gas Fund, LP
ShelfEffectiveCIK 1376227
 S-3Shelf registered0001171200-22-000106
2022-03-14
Vor Biopharma Inc.
ShelfEffectiveCIK 1817229
 S-3Shelf registered0001193125-22-074760
2022-03-14
EQUITABLE FINANCIAL LIFE INSURANCE CO OF AMERICA
ShelfEffectiveCIK 835357
 S-3Shelf registered0001104659-22-033256
2022-03-14
Braemar Hotels & Resorts Inc.
ShelfEffectiveCIK 1574085
 S-3Shelf registered0001104659-22-033036
2022-03-11
Applied Molecular Transport Inc.
ShelfEffectiveCIK 1801777
 S-3Shelf registered0001193125-22-073522
2022-03-11
BRIGHTHOUSE LIFE INSURANCE Co
ShelfEffectiveCIK 733076
 S-3Shelf registered0001193125-22-073455
2022-03-11
BRIGHTHOUSE LIFE INSURANCE Co
ShelfEffectiveCIK 733076
 S-3Shelf registered0001193125-22-073441
2022-03-10
Gritstone bio, Inc.
ShelfEffectiveCIK 1656634
 S-3Shelf registered0001193125-22-072138
2022-03-10
Goldman Sachs Physical Gold ETF
ShelfEffectiveCIK 1708646
 S-3Shelf registered0001193125-22-072137
2022-03-10
CROSS COUNTRY HEALTHCARE INC
ShelfEffectiveCIK 1141103
 S-3Shelf registered0001157523-22-000320
2022-03-09
Genasys Inc.
ShelfEffectiveCIK 924383
 S-3Shelf registered0001437749-22-005578
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