Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-01 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2022-03-09
NexImmune, Inc.
ShelfEffectiveCIK 1538210
 S-3Shelf registered0001193125-22-070714
2022-03-08
Terns Pharmaceuticals, Inc.
ShelfEffectiveCIK 1831363
 S-3Shelf registered0001193125-22-069337
2022-03-04
NexPoint Real Estate Finance, Inc.
ShelfEffectiveCIK 1786248
 S-3Shelf registered0001437749-22-005291
2022-03-04
Eos Energy Enterprises, Inc.
ShelfFinal prospectusCIK 1805077
 S-3Shelf registered0001213900-22-010755
2022-03-04
TPI COMPOSITES, INC
ShelfEffectiveCIK 1455684
 S-3Shelf registered0001193125-22-066123
2022-03-04
JPMORGAN CHASE & CO
ShelfEffectiveCIK 19617
 S-3Shelf registered0001193125-22-066103
2022-03-04
ASHFORD HOSPITALITY TRUST INC
ShelfEffectiveCIK 1232582
 S-3Shelf registered0001104659-22-030620
2022-03-04
GLYCOMIMETICS INC
ShelfEffectiveCIK 1253689
 S-3Shelf registered0001104659-22-030591
2022-03-04
ASHFORD HOSPITALITY TRUST INC
ShelfEffectiveCIK 1232582
 S-3Shelf registered0001104659-22-030257
2022-03-04
FIRST BUSINESS FINANCIAL SERVICES, INC.
ShelfEffectiveCIK 1521951
 S-3Shelf registered0000892712-22-000077
2022-03-03
Wave Life Sciences Ltd.
ShelfEffectiveCIK 1631574
 S-3Shelf registered0001193125-22-063690
2022-03-03
CONCERT PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1367920
 S-3Shelf registered0001193125-22-063607
2022-03-03
ASHFORD HOSPITALITY TRUST INC
ShelfEffectiveCIK 1232582
 S-3Shelf registered0001104659-22-030045
2022-03-02
Rimini Street, Inc.
ShelfEffectiveCIK 1635282
 S-3Shelf registered0001104659-22-029380
2022-03-02
Rimini Street, Inc.
ShelfEffectiveCIK 1635282
 S-3Shelf registered0001104659-22-029377
2022-03-02
PRUCO LIFE INSURANCE CO
ShelfWithdrawnCIK 777917
 S-3Shelf registered0000777917-22-000013
2022-03-01
Olema Pharmaceuticals, Inc.
ShelfEffectiveCIK 1750284
 S-3Shelf registered0001558370-22-002407
2022-03-01
HUMANIGEN, INC
ShelfEffectiveCIK 1293310
 S-3Shelf registered0001214659-22-003426
2022-03-01
Cara Therapeutics, Inc.
ShelfEffectiveCIK 1346830
 S-3Shelf registered0001104659-22-028775
2022-03-01
ASHFORD HOSPITALITY TRUST INC
ShelfEffectiveCIK 1232582
 S-3Shelf registered0001104659-22-028688
2022-02-28
AES CORP
ShelfWithdrawnCIK 874761
 S-3Shelf registered0000874761-22-000024
2022-02-25
ADIAL PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1513525
 S-3Shelf registered0001213900-22-009489
2022-02-25
RIVERSOURCE LIFE INSURANCE CO
ShelfEffectiveCIK 727892
 S-3Shelf registered0001193125-22-054527
2022-02-25
RIVERSOURCE LIFE INSURANCE CO
ShelfEffectiveCIK 727892
 S-3Shelf registered0001193125-22-054506
2022-02-25
RIVERSOURCE LIFE INSURANCE CO
ShelfEffectiveCIK 727892
 S-3Shelf registered0001193125-22-054133
2022-02-25
PUGET ENERGY INC /WA
ShelfEffectiveCIK 1085392
 S-3Shelf registered0001193125-22-053924
2022-02-23
CYREN Ltd.
ShelfEffectiveCIK 1084577
 S-3Shelf registered0001213900-22-008965
2022-02-23
Voya Financial, Inc.
ShelfEffectiveCIK 1535929
 S-3Shelf registered0001193125-22-049990
2022-02-23
Voya Holdings, Inc.
ShelfEffectiveCIK 1577976
 S-3Shelf registered0001193125-22-049990
2022-02-22
COMMUNICATIONS SYSTEMS INC
ShelfEffectiveCIK 22701
 S-3Shelf registered0000897101-22-000145
2022-02-18
Novan, Inc.
ShelfEffectiveCIK 1467154
 S-3Shelf registered0001467154-22-000014
2022-02-18
Sachem Capital Corp.
ShelfEffectiveCIK 1682220
 S-3Shelf registered0001104659-22-025149
2022-02-18
SIEBERT FINANCIAL CORP
ShelfEffectiveCIK 65596
 S-3Shelf registered0000891092-22-000707
2022-02-17
SONIC FOUNDRY INC
ShelfEffectiveCIK 1029744
 S-3Shelf registered0001437749-22-003679
2022-02-17
Equitable Financial Life Insurance Co
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-22-045367
2022-02-17
Equitable Financial Life Insurance Co
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-22-045143
2022-02-17
Equitable Financial Life Insurance Co
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-22-045142
2022-02-17
Equitable Financial Life Insurance Co
ShelfWithdrawnCIK 727920
 S-3Shelf registered0001193125-22-045136
2022-02-17
Equitable Financial Life Insurance Co
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-22-045133
2022-02-17
Equitable Financial Life Insurance Co
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-22-045131
2022-02-16
LIGHTPATH TECHNOLOGIES INC
ShelfEffectiveCIK 889971
 S-3Shelf registered0001654954-22-001721
2022-02-16
Bridgeline Digital, Inc.
ShelfEffectiveCIK 1378590
 S-3Shelf registered0001437749-22-003478
2022-02-15
Atomera Inc
ShelfEffectiveCIK 1420520
 S-3Shelf registered0001683168-22-001034
2022-02-15
NextPlat Corp
ShelfEffectiveCIK 1058307
 S-3Shelf registered0001493152-22-004668
2022-02-15
Concrete Pumping Holdings, Inc.
ShelfEffectiveCIK 1703956
 S-3Shelf registered0001437749-22-003445
2022-02-15
Rafael Holdings, Inc.
ShelfEffectiveCIK 1713863
 S-3Shelf registered0001213900-22-007925
2022-02-15
ProShares Trust II
ShelfEffectiveCIK 1415311
 S-3Shelf registered0000950123-22-003106
2022-02-15
ProShares Trust II
ShelfEffectiveCIK 1415311
 S-3Shelf registered0000950123-22-003104
2022-02-14
Foghorn Therapeutics Inc.
ShelfEffectiveCIK 1822462
 S-3Shelf registered0001628280-22-002520
2022-02-14
Cuentas Inc.
ShelfEffectiveCIK 1424657
 S-3Shelf registered0001213900-22-007697
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